# PTI SECURITIES & FUTURES L. P.

> FINRA firm 29275 · **⚠ HAS DISCLOSURE EVENTS**

## ⚠ Regulatory disclosure flag

FINRA reports regulatory or customer-dispute disclosure events for this firm. The disclosure detail (regulatory actions, arbitrations, customer complaints, criminal events) is on the primary BrokerCheck page — every advisor / broker-dealer carrying a yes on this flag has at least one reported event.

## Key facts

- **FINRA firm ID:** 29275
- **Firm name:** PTI SECURITIES & FUTURES L. P.
- **Other names:** PTI SECURITIES & FUTURES L. P., TPHCO, PTI SECURITIES L.P., PTI SECURITIES & FUTURES L.P.
- **Investment Adviser scope:** —
- **SEC BD file number:** 8-44412
- **Branches:** 2
- **Has disclosure events:** YES

## Primary source

FINRA BrokerCheck: https://brokercheck.finra.org/firm/summary/29275

Source material remains subject to FINRA's Terms of Use: https://www.finra.org/terms-of-use

## Citation

> FINRA BrokerCheck, firm 29275 (PTI SECURITIES & FUTURES L. P.). Retrieved via MORVS 2026-10-24 from https://api.morvs.ai/broker/29275.

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