SECTION 313 REPORTING VIOLATIONS. 11/12/99: INITIAL PENALTY OF $9,164 WAS PAID BY CHECK DATED 2/26/98 IN ACCORDANCE WITH 2/2/98 CACO AND DOCUMENTATION WAS FILED SHOWING COMPLIANCE WITH INITIAL SEP PROVISIONS. RESPONDENT FAILED TO MEET REMAINING SEP PROVISIONS. STIPULATED PENALTY OF $13,058 WAS DEMAND ON 4/28/99 AND WAS PAID BY CHECK DATED 5/5/99. 9/1/99 CACO AMENDEMENT WAS FILED ELIMINATING SEP REPORTING REQUIREMENT FOR TWO ADDITIONAL YEARS SINCE SEP WAS NOT COMPLETED. RESPONDENT HAD ALREADY MET ALL REMAINING REQUIREMENTS OF THE CACO.