10/23/00 - DISCLOSURE DATE (AUDIT POLICY) * UPR-ARECIBO FAILED TO COMPILE AN ASBESTOS SURVEY AND FAILED TO OBTAIN AN AIR PERMIT FOR AN EMERGENCY GENERATOR. * 04/17/2001 - NOD (PARTIAL) ISSUED RE 113D1 CAA/110 PENALTY CALCULATIONS BEFORE MITIGATION $15,000 100%. * NOTE FIRST PARTIAL SETTLEMENT *