Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 00039J202
Over the rolling 12-month window, securities of AB ACTIVE ETFS INC TAX-AWARE S failed to deliver in the NSCC's Continuous Net Settlement system on 187 settlement days, totaling 3,477,872 fail shares and peaking at 806,618 shares on 2026-05-06. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 41 | $24.64 |
| 2026-10-09 | 53,607 | $24.58 |
| 2026-10-08 | 30,536 | $24.54 |
| 2026-10-07 | 14,745 | $24.59 |
| 2026-10-05 | 807,824 | $24.64 |
| 2026-10-02 | 468,099 | $24.59 |
| 2026-10-01 | 22,770 | $24.58 |
| 2026-09-30 | 11,458 | $24.49 |
| 2026-09-29 | 20,278 | $24.54 |
| 2026-09-28 | 164,657 | $24.59 |
| 2026-09-25 | 16,045 | $24.64 |
| 2026-09-24 | 14,118 | $24.73 |
| 2026-09-23 | 9,118 | $24.78 |
| 2026-09-22 | 4,601 | $24.81 |
| 2026-09-21 | 6,483 | $24.81 |
| 2026-09-18 | 23,948 | $24.86 |
| 2026-09-16 | 12,712 | $24.83 |
| 2026-09-15 | 18,193 | $24.85 |
| 2026-09-14 | 29,632 | $24.86 |
| 2026-09-11 | 64,875 | $24.83 |
| 2026-09-08 | 7,043 | $24.96 |
| 2026-09-04 | 8,302 | $24.98 |
| 2026-09-03 | 13,915 | $24.97 |
| 2026-09-02 | 38,971 | $24.98 |
| 2026-09-01 | 25,056 | $25.08 |
| 2026-08-31 | 50,858 | $25.06 |
| 2026-08-28 | 55,475 | $25.09 |
| 2026-08-27 | 18,529 | $25.09 |
| 2026-08-26 | 3,868 | $25.10 |
| 2026-08-25 | 5,184 | $25.07 |
| 2026-08-24 | 2,331 | $25.09 |
| 2026-08-21 | 2,431 | $25.08 |
| 2026-08-20 | 1,416 | $25.08 |
| 2026-08-19 | 18,726 | $25.08 |
| 2026-08-17 | 226 | $25.10 |
| 2026-08-12 | 50 | $25.09 |
| 2026-08-07 | 55 | $25.04 |
| 2026-08-05 | 5,785 | $25.03 |
| 2026-08-04 | 6 | $25.00 |
| 2026-07-31 | 23,229 | $25.06 |
| 2026-07-30 | 8,968 | $25.07 |
| 2026-07-29 | 5,395 | $25.09 |
| 2026-07-28 | 10,896 | $25.07 |
| 2026-07-27 | 3,533 | $25.07 |
| 2026-07-23 | 6,614 | $25.10 |
| 2026-07-22 | 287 | $25.13 |
| 2026-07-21 | 11,488 | $25.15 |
| 2026-07-20 | 35,320 | $25.14 |
| 2026-07-16 | 1,384 | $25.16 |
| 2026-07-14 | 25,296 | $25.16 |
| 2026-07-13 | 35,708 | $25.18 |
| 2026-07-10 | 37,473 | $25.18 |
| 2026-07-09 | 55,371 | $25.18 |
| 2026-07-08 | 40,609 | $25.18 |
| 2026-07-07 | 12,525 | $25.21 |
| 2026-07-06 | 6,040 | $25.17 |
| 2026-07-01 | 31 | $25.22 |
| 2026-06-30 | 25,956 | $25.24 |
| 2026-06-25 | 3,531 | $25.22 |
| 2026-06-23 | 1,386 | $25.19 |
| 2026-06-22 | 4,410 | $25.20 |
| 2026-06-05 | 3,244 | $25.18 |
| 2026-06-04 | 1,893 | $25.17 |
| 2026-06-02 | 22 | $25.15 |
| 2026-06-01 | 5,078 | $25.22 |
| 2026-05-29 | 7,806 | $25.19 |
| 2026-05-28 | 4,530 | $25.18 |
| 2026-05-27 | 430,839 | $25.16 |
| 2026-05-26 | 5,974 | $25.10 |
| 2026-05-22 | 525 | $25.10 |
| 2026-05-21 | 2,144 | $25.10 |
| 2026-05-20 | 1,094 | $25.08 |
| 2026-05-18 | 18,997 | $25.09 |
| 2026-05-15 | 3,615 | $25.13 |
| 2026-05-14 | 138,255 | $25.13 |
| 2026-05-13 | 7,761 | $25.16 |
| 2026-05-11 | 6,803 | $25.19 |
| 2026-05-08 | 6,803 | $25.16 |
| 2026-05-07 | 23,341 | $25.18 |
| 2026-05-06 | 806,618 | $25.15 |
| 2026-05-05 | 1,077 | $25.13 |
| 2026-04-30 | 1,671 | $25.20 |
| 2026-04-24 | 16,613 | $25.23 |
| 2026-04-23 | 4,371 | $25.23 |
| 2026-04-22 | 5,509 | $25.22 |
| 2026-04-21 | 9,998 | $25.21 |
| 2026-04-17 | 750 | $25.20 |
| 2026-04-16 | 2,812 | $25.17 |
| 2026-04-15 | 445 | $25.18 |
| 2026-04-06 | 1,091 | $25.14 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 00039J202 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.