Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 00039J731
Over the rolling 12-month window, securities of AB ACTIVE ETFS INC US EQUITY E failed to deliver in the NSCC's Continuous Net Settlement system on 32 settlement days, totaling 107,795 fail shares and peaking at 42,354 shares on 2026-03-25. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-04 | 1 | $27.72 |
| 2026-09-03 | 1 | $27.46 |
| 2026-09-01 | 1 | $27.46 |
| 2026-08-13 | 1 | $27.87 |
| 2026-08-12 | 1 | $27.82 |
| 2026-08-11 | 2 | $27.90 |
| 2026-08-10 | 2 | $27.96 |
| 2026-07-23 | 1 | $26.89 |
| 2026-07-07 | 1 | $26.89 |
| 2026-07-06 | 1 | $26.69 |
| 2026-06-29 | 22,905 | $26.06 |
| 2026-06-26 | 22,905 | $25.98 |
| 2026-06-25 | 22,697 | $26.09 |
| 2026-06-10 | 2 | $26.33 |
| 2026-06-09 | 2 | $26.33 |
| 2026-05-27 | 95 | $26.69 |
| 2026-04-15 | 1,210 | $25.43 |
| 2026-04-09 | 200 | $24.72 |
| 2026-03-26 | 1,000 | $23.95 |
| 2026-03-25 | 42,354 | $23.82 |
| 2026-03-24 | 2,900 | $23.91 |
| 2026-03-17 | 84 | $24.31 |
| 2026-03-16 | 84 | $24.07 |
| 2026-03-13 | 84 | $24.24 |
| 2026-03-10 | 406 | $24.71 |
| 2026-02-17 | 10 | $25.00 |
| 2026-02-10 | 2,107 | $25.56 |
| 2026-02-09 | 2,210 | $25.47 |
| 2026-02-06 | 2,300 | $24.91 |
| 2026-02-02 | 3 | $25.30 |
| 2026-01-30 | 5,167 | $25.39 |
| 2026-01-29 | 9,747 | $25.45 |
| 2026-01-28 | 9,742 | $25.52 |
| 2026-01-27 | 801 | $25.52 |
| 2026-01-26 | 800 | $25.33 |
| 2026-01-23 | 825 | $25.38 |
| 2026-01-05 | 5 | $25.06 |
| 2026-01-02 | 6 | $25.04 |
| 2025-12-29 | 802 | $25.32 |
| 2025-12-26 | 950 | $25.34 |
| 2025-12-24 | 7,249 | $25.21 |
| 2025-12-23 | 6,956 | $25.13 |
| 2025-12-22 | 6,913 | $24.96 |
| 2025-12-19 | 513 | $24.80 |
| 2025-12-18 | 938 | $24.65 |
| 2025-12-17 | 818 | $24.98 |
| 2025-12-16 | 516 | $24.98 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 00039J731 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.