Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 00039J764
Over the rolling 12-month window, securities of AB ACTIVE ETFS INC N Y INTERME failed to deliver in the NSCC's Continuous Net Settlement system on 63 settlement days, totaling 348,399 fail shares and peaking at 69,072 shares on 2026-01-30. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 268 | $24.12 |
| 2026-10-06 | 6,718 | $24.07 |
| 2026-10-01 | 830 | $24.07 |
| 2026-09-30 | 103 | $23.97 |
| 2026-09-29 | 8,377 | $24.02 |
| 2026-09-23 | 13,702 | $24.37 |
| 2026-09-22 | 12,897 | $24.40 |
| 2026-09-21 | 12,223 | $24.41 |
| 2026-09-18 | 785 | $24.44 |
| 2026-09-17 | 713 | $24.39 |
| 2026-09-15 | 6,746 | $24.42 |
| 2026-09-14 | 316 | $24.46 |
| 2026-08-31 | 9,908 | $24.78 |
| 2026-08-21 | 7,805 | $24.84 |
| 2026-08-20 | 9,258 | $24.88 |
| 2026-08-19 | 9,399 | $24.83 |
| 2026-08-18 | 81,149 | $24.86 |
| 2026-08-17 | 31,469 | $24.90 |
| 2026-08-14 | 7,571 | $24.92 |
| 2026-08-12 | 59,883 | $24.89 |
| 2026-08-11 | 127,116 | $24.89 |
| 2026-08-10 | 15,551 | $24.87 |
| 2026-08-07 | 12,083 | $24.84 |
| 2026-08-06 | 7,331 | $24.84 |
| 2026-08-05 | 11,670 | $24.83 |
| 2026-08-04 | 8,536 | $24.79 |
| 2026-08-03 | 791 | $24.82 |
| 2026-07-30 | 5,895 | $24.86 |
| 2026-07-29 | 6,354 | $24.88 |
| 2026-07-28 | 5,806 | $24.87 |
| 2026-07-24 | 26,915 | $24.81 |
| 2026-07-23 | 20,071 | $24.92 |
| 2026-07-22 | 55,383 | $24.96 |
| 2026-07-21 | 38,646 | $24.99 |
| 2026-07-16 | 1,305 | $25.01 |
| 2026-07-15 | 4 | $25.03 |
| 2026-07-13 | 892 | $25.03 |
| 2026-07-10 | 651 | $25.01 |
| 2026-07-09 | 203 | $25.02 |
| 2026-07-07 | 2,386 | $25.08 |
| 2026-07-06 | 3,278 | $25.06 |
| 2026-07-02 | 4,444 | $25.07 |
| 2026-07-01 | 103 | $25.13 |
| 2026-06-30 | 39,667 | $25.15 |
| 2026-06-26 | 275 | $25.11 |
| 2026-06-24 | 1,783 | $25.08 |
| 2026-06-23 | 3,758 | $25.09 |
| 2026-06-22 | 3,893 | $25.06 |
| 2026-06-11 | 1,519 | $25.01 |
| 2026-06-10 | 121 | $25.06 |
| 2026-06-09 | 30,690 | $25.04 |
| 2026-06-08 | 41,614 | $25.04 |
| 2026-06-05 | 5,065 | $25.05 |
| 2026-06-04 | 4,988 | $25.05 |
| 2026-06-03 | 657 | $25.04 |
| 2026-06-02 | 3,297 | $25.00 |
| 2026-05-27 | 43,272 | $24.99 |
| 2026-05-22 | 759 | $24.94 |
| 2026-05-21 | 12 | $24.91 |
| 2026-05-19 | 785 | $24.89 |
| 2026-05-18 | 1,701 | $24.90 |
| 2026-05-13 | 879 | $24.99 |
| 2026-05-12 | 790 | $25.02 |
| 2026-05-11 | 1,981 | $25.02 |
| 2026-05-08 | 599 | $25.02 |
| 2026-05-06 | 797 | $25.00 |
| 2026-05-04 | 2,292 | $25.00 |
| 2026-05-01 | 30,080 | $25.08 |
| 2026-04-30 | 14,944 | $25.06 |
| 2026-04-29 | 5,208 | $25.11 |
| 2026-04-28 | 1,510 | $25.11 |
| 2026-04-27 | 11,690 | $25.10 |
| 2026-04-24 | 3,864 | $25.10 |
| 2026-04-23 | 4,351 | $25.09 |
| 2026-04-22 | 5,227 | $25.07 |
| 2026-04-21 | 4,451 | $25.09 |
| 2026-04-20 | 6,250 | $25.11 |
| 2026-03-10 | 773 | $25.18 |
| 2026-02-24 | 2,613 | $25.33 |
| 2026-02-23 | 2,612 | $25.32 |
| 2026-02-17 | 250 | $25.28 |
| 2026-02-11 | 263 | $25.26 |
| 2026-02-09 | 74 | $25.20 |
| 2026-02-03 | 360 | $25.11 |
| 2026-02-02 | 44,280 | $25.16 |
| 2026-01-30 | 69,072 | $25.15 |
| 2026-01-27 | 1,273 | $25.09 |
| 2026-01-26 | 1,129 | $25.13 |
| 2026-01-23 | 2,208 | $25.10 |
| 2026-01-22 | 1,033 | $25.10 |
Showing 90 most recent of 119.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 00039J764 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.