Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 00039J855
Over the rolling 12-month window, securities of AB ACTIVE ETFS INC CORE PLUS B failed to deliver in the NSCC's Continuous Net Settlement system on 124 settlement days, totaling 249,787 fail shares and peaking at 88,716 shares on 2026-04-06. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-09 | 308 | $33.42 |
| 2026-10-07 | 550 | $33.38 |
| 2026-10-02 | 401 | $33.38 |
| 2026-09-22 | 39 | $34.11 |
| 2026-09-21 | 62 | $34.00 |
| 2026-09-18 | 23 | $34.14 |
| 2026-09-17 | 28 | $34.00 |
| 2026-09-16 | 28 | $33.99 |
| 2026-09-15 | 5 | $34.03 |
| 2026-09-14 | 5 | $34.04 |
| 2026-09-08 | 460 | $34.44 |
| 2026-09-04 | 461 | $34.43 |
| 2026-09-03 | 611 | $34.40 |
| 2026-09-02 | 1,749 | $34.38 |
| 2026-08-24 | 78 | $34.51 |
| 2026-08-21 | 327 | $34.54 |
| 2026-08-20 | 327 | $34.66 |
| 2026-08-19 | 249 | $34.51 |
| 2026-08-18 | 249 | $34.49 |
| 2026-07-09 | 1 | $34.81 |
| 2026-07-08 | 1 | $34.89 |
| 2026-07-07 | 1 | $35.03 |
| 2026-07-06 | 3,143 | $35.03 |
| 2026-06-08 | 36,022 | $34.92 |
| 2026-06-05 | 36,277 | $35.07 |
| 2026-04-28 | 1,665 | $35.41 |
| 2026-04-27 | 2,523 | $35.47 |
| 2026-04-24 | 115 | $35.43 |
| 2026-04-22 | 328 | $35.43 |
| 2026-04-20 | 12 | $35.57 |
| 2026-04-17 | 100 | $35.43 |
| 2026-04-16 | 1,448 | $35.49 |
| 2026-04-15 | 1,922 | $35.53 |
| 2026-04-08 | 123 | $35.27 |
| 2026-04-07 | 56 | $35.22 |
| 2026-04-06 | 88,716 | $35.26 |
| 2026-04-02 | 56 | $35.13 |
| 2026-04-01 | 200 | $35.27 |
| 2026-03-31 | 29 | $35.13 |
| 2026-03-30 | 96 | $34.96 |
| 2026-03-27 | 378 | $35.02 |
| 2026-03-26 | 984 | $35.19 |
| 2026-03-25 | 896 | $35.06 |
| 2026-03-19 | 899 | $35.26 |
| 2026-03-18 | 1,318 | $35.37 |
| 2026-03-17 | 973 | $35.29 |
| 2026-03-13 | 615 | $35.20 |
| 2026-03-12 | 1,218 | $35.36 |
| 2026-03-11 | 841 | $35.52 |
| 2026-03-10 | 821 | $35.64 |
| 2026-03-09 | 280 | $35.53 |
| 2026-03-06 | 155 | $35.59 |
| 2026-03-04 | 708 | $35.69 |
| 2026-03-03 | 666 | $35.72 |
| 2026-03-02 | 200 | $35.96 |
| 2026-02-27 | 1,087 | $35.97 |
| 2026-02-26 | 1,526 | $35.93 |
| 2026-02-25 | 1,412 | $35.94 |
| 2026-02-24 | 862 | $35.96 |
| 2026-02-23 | 2,179 | $35.91 |
| 2026-02-19 | 11,237 | $35.88 |
| 2026-02-18 | 13,260 | $35.94 |
| 2026-02-17 | 12,802 | $35.91 |
| 2026-02-13 | 10,900 | $35.81 |
| 2026-02-11 | 465 | $35.79 |
| 2026-02-05 | 2,303 | $35.48 |
| 2026-02-04 | 3,573 | $35.49 |
| 2026-02-03 | 1,264 | $35.48 |
| 2026-02-02 | 519 | $35.63 |
| 2026-01-30 | 6 | $35.63 |
| 2026-01-29 | 6 | $35.61 |
| 2026-01-28 | 26 | $35.63 |
| 2026-01-26 | 2,975 | $35.64 |
| 2026-01-23 | 1,016 | $35.60 |
| 2026-01-22 | 1,503 | $35.57 |
| 2026-01-21 | 1,841 | $35.47 |
| 2026-01-20 | 237 | $35.60 |
| 2026-01-15 | 243 | $35.71 |
| 2026-01-14 | 846 | $35.65 |
| 2026-01-13 | 779 | $35.61 |
| 2026-01-08 | 1 | $35.63 |
| 2026-01-07 | 1 | $35.60 |
| 2026-01-05 | 659 | $35.59 |
| 2026-01-02 | 406 | $35.54 |
| 2025-12-31 | 275 | $35.82 |
| 2025-12-30 | 421 | $35.84 |
| 2025-12-29 | 3 | $35.81 |
| 2025-12-26 | 2,523 | $35.80 |
| 2025-12-24 | 3,058 | $35.72 |
| 2025-12-23 | 3,291 | $35.71 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 00039J855 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.