Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 00039J871
Over the rolling 12-month window, securities of AB ACTIVE ETFS INC TAX-AWARE L failed to deliver in the NSCC's Continuous Net Settlement system on 170 settlement days, totaling 1,204,455 fail shares and peaking at 193,557 shares on 2025-11-07. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-01 | 751 | $23.38 |
| 2026-09-30 | 395 | $23.14 |
| 2026-09-29 | 139 | $23.33 |
| 2026-09-18 | 349 | $24.07 |
| 2026-09-17 | 164 | $23.96 |
| 2026-09-16 | 499 | $23.93 |
| 2026-09-15 | 739 | $24.01 |
| 2026-09-10 | 141 | $24.26 |
| 2026-09-09 | 127 | $24.34 |
| 2026-09-08 | 1,271 | $24.38 |
| 2026-09-04 | 932 | $24.32 |
| 2026-09-03 | 4,691 | $24.42 |
| 2026-09-02 | 13,760 | $24.37 |
| 2026-08-28 | 633 | $24.68 |
| 2026-08-25 | 240 | $24.68 |
| 2026-08-24 | 37 | $24.75 |
| 2026-08-20 | 656 | $24.80 |
| 2026-08-19 | 4,064 | $24.72 |
| 2026-08-18 | 3,729 | $24.83 |
| 2026-08-17 | 38,472 | $24.88 |
| 2026-08-14 | 61,684 | $24.83 |
| 2026-08-13 | 126 | $24.83 |
| 2026-08-12 | 126 | $24.82 |
| 2026-08-11 | 126 | $24.80 |
| 2026-08-07 | 2,076 | $24.75 |
| 2026-08-06 | 1,101 | $24.77 |
| 2026-07-07 | 1,108 | $25.27 |
| 2026-07-06 | 370 | $25.23 |
| 2026-07-02 | 1 | $25.23 |
| 2026-07-01 | 2,713 | $25.34 |
| 2026-06-30 | 4,154 | $25.35 |
| 2026-06-29 | 3,610 | $25.28 |
| 2026-06-26 | 2,151 | $25.26 |
| 2026-06-25 | 103 | $25.23 |
| 2026-06-24 | 2 | $25.15 |
| 2026-06-23 | 4,140 | $25.19 |
| 2026-06-22 | 1,781 | $25.17 |
| 2026-06-18 | 973 | $25.11 |
| 2026-06-16 | 2,435 | $25.10 |
| 2026-06-15 | 2,130 | $25.07 |
| 2026-06-12 | 213 | $25.16 |
| 2026-06-11 | 93 | $25.07 |
| 2026-06-09 | 1,096 | $25.10 |
| 2026-06-08 | 458 | $25.08 |
| 2026-06-05 | 554 | $25.10 |
| 2026-06-04 | 747 | $25.07 |
| 2026-06-02 | 79 | $24.98 |
| 2026-05-29 | 1,318 | $25.04 |
| 2026-05-28 | 3,741 | $24.99 |
| 2026-05-27 | 2,367 | $24.94 |
| 2026-05-26 | 1,053 | $24.82 |
| 2026-05-21 | 881 | $24.80 |
| 2026-05-20 | 1,008 | $24.73 |
| 2026-05-18 | 464 | $24.80 |
| 2026-05-15 | 180 | $24.96 |
| 2026-05-14 | 266 | $24.98 |
| 2026-05-12 | 511 | $25.01 |
| 2026-05-11 | 610 | $25.02 |
| 2026-05-08 | 611 | $25.00 |
| 2026-05-07 | 474 | $24.98 |
| 2026-05-06 | 1,727 | $24.97 |
| 2026-05-05 | 1,727 | $24.95 |
| 2026-05-04 | 2,261 | $24.97 |
| 2026-05-01 | 2,000 | $25.05 |
| 2026-04-30 | 118 | $25.02 |
| 2026-04-29 | 118 | $25.07 |
| 2026-04-24 | 2,274 | $25.16 |
| 2026-04-23 | 2,441 | $25.10 |
| 2026-04-14 | 1,118 | $24.98 |
| 2026-04-13 | 2,713 | $24.94 |
| 2026-04-10 | 1,503 | $24.94 |
| 2026-04-07 | 252 | $24.93 |
| 2026-04-06 | 1,595 | $24.90 |
| 2026-04-02 | 6,896 | $24.87 |
| 2026-04-01 | 4,673 | $24.88 |
| 2026-03-31 | 9,315 | $24.76 |
| 2026-03-30 | 2,138 | $24.67 |
| 2026-03-27 | 1,738 | $24.65 |
| 2026-03-26 | 1,741 | $24.74 |
| 2026-03-23 | 504 | $24.73 |
| 2026-03-20 | 3,371 | $25.04 |
| 2026-03-19 | 3,367 | $25.05 |
| 2026-03-18 | 640 | $25.10 |
| 2026-03-17 | 2,196 | $25.05 |
| 2026-03-16 | 2,674 | $25.02 |
| 2026-03-13 | 396 | $24.93 |
| 2026-03-12 | 10,483 | $25.01 |
| 2026-03-11 | 10,486 | $25.06 |
| 2026-03-10 | 236 | $25.11 |
| 2026-03-09 | 2 | $25.11 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 00039J871 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.