Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 00039J889
Over the rolling 12-month window, securities of AB ACTIVE ETFS INC TAX-AWARE I failed to deliver in the NSCC's Continuous Net Settlement system on 201 settlement days, totaling 1,233,620 fail shares and peaking at 186,838 shares on 2025-09-29. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 97,401 | $24.11 |
| 2026-10-13 | 289,592 | $23.95 |
| 2026-10-09 | 4,778,880 | $23.87 |
| 2026-10-08 | 10,057 | $23.79 |
| 2026-10-07 | 6,165 | $23.94 |
| 2026-10-06 | 124,283 | $24.03 |
| 2026-10-05 | 173,622 | $24.03 |
| 2026-10-02 | 9,060 | $24.04 |
| 2026-10-01 | 204,800 | $23.99 |
| 2026-09-30 | 23,006 | $23.79 |
| 2026-09-29 | 4,542 | $23.90 |
| 2026-09-28 | 147,044 | $24.09 |
| 2026-09-25 | 27,301 | $24.20 |
| 2026-09-24 | 13,993 | $24.32 |
| 2026-09-23 | 10,296 | $24.46 |
| 2026-09-22 | 1,514 | $24.49 |
| 2026-09-21 | 7,018 | $24.51 |
| 2026-09-18 | 26,192 | $24.53 |
| 2026-09-17 | 30,165 | $24.43 |
| 2026-09-16 | 11,524 | $24.48 |
| 2026-09-15 | 2,847 | $24.55 |
| 2026-09-14 | 306,500 | $24.60 |
| 2026-09-11 | 74,954 | $24.57 |
| 2026-09-10 | 9,097 | $24.70 |
| 2026-09-09 | 14,852 | $24.75 |
| 2026-09-08 | 10,174 | $24.77 |
| 2026-09-04 | 13,822 | $24.78 |
| 2026-09-03 | 11,632 | $24.84 |
| 2026-08-28 | 20,782 | $25.13 |
| 2026-08-27 | 19,438 | $25.13 |
| 2026-08-26 | 28,061 | $25.15 |
| 2026-08-25 | 11,116 | $25.10 |
| 2026-08-24 | 21,771 | $25.15 |
| 2026-08-21 | 13,977 | $25.15 |
| 2026-08-20 | 15,858 | $25.18 |
| 2026-08-19 | 4,458 | $25.12 |
| 2026-08-18 | 9,951 | $25.19 |
| 2026-08-17 | 5,983 | $25.25 |
| 2026-08-13 | 250,005 | $25.28 |
| 2026-08-12 | 35,475 | $25.25 |
| 2026-08-11 | 12,101 | $25.22 |
| 2026-08-10 | 5,429 | $25.26 |
| 2026-08-07 | 1,476 | $25.18 |
| 2026-08-06 | 7,367 | $25.17 |
| 2026-08-05 | 16,736 | $25.14 |
| 2026-08-04 | 3,397 | $25.10 |
| 2026-07-31 | 1,268 | $25.19 |
| 2026-07-29 | 10,009 | $25.24 |
| 2026-07-28 | 11,432 | $25.21 |
| 2026-07-24 | 8,082 | $25.15 |
| 2026-07-23 | 7,862 | $25.30 |
| 2026-07-22 | 6,284 | $25.37 |
| 2026-07-21 | 16,460 | $25.41 |
| 2026-07-20 | 4,777 | $25.44 |
| 2026-07-17 | 2,402 | $25.45 |
| 2026-07-15 | 6,559 | $25.52 |
| 2026-07-14 | 15,982 | $25.50 |
| 2026-07-13 | 15,865 | $25.53 |
| 2026-07-10 | 429 | $25.51 |
| 2026-07-09 | 4,135 | $25.50 |
| 2026-07-08 | 3,814 | $25.56 |
| 2026-07-07 | 606 | $25.62 |
| 2026-07-06 | 459 | $25.59 |
| 2026-07-02 | 2,351 | $25.55 |
| 2026-07-01 | 11,346 | $25.68 |
| 2026-06-30 | 5,124 | $25.67 |
| 2026-06-29 | 431 | $25.62 |
| 2026-06-26 | 15,238 | $25.63 |
| 2026-06-25 | 25,849 | $25.60 |
| 2026-06-24 | 19,713 | $25.55 |
| 2026-06-23 | 9,478 | $25.59 |
| 2026-06-18 | 3,938 | $25.53 |
| 2026-06-17 | 17,611 | $25.55 |
| 2026-06-16 | 3,982 | $25.53 |
| 2026-06-15 | 3,777 | $25.52 |
| 2026-06-12 | 2,623 | $25.53 |
| 2026-06-11 | 3,587 | $25.48 |
| 2026-06-10 | 9,062 | $25.52 |
| 2026-06-09 | 5,565 | $25.49 |
| 2026-06-08 | 5,130 | $25.49 |
| 2026-06-05 | 3,226 | $25.54 |
| 2026-06-04 | 6,702 | $25.52 |
| 2026-06-03 | 3,252 | $25.52 |
| 2026-06-02 | 15,482 | $25.48 |
| 2026-06-01 | 15,771 | $25.56 |
| 2026-05-29 | 2,709 | $25.52 |
| 2026-05-27 | 54,292 | $25.39 |
| 2026-05-26 | 6,741 | $25.28 |
| 2026-05-22 | 200 | $25.22 |
| 2026-05-21 | 585 | $25.23 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 00039J889 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.