Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 00162Q379
Over the rolling 12-month window, securities of ALPS ETF TR OSHARES failed to deliver in the NSCC's Continuous Net Settlement system on 82 settlement days, totaling 108,451 fail shares and peaking at 30,467 shares on 2025-06-11. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-08-11 | 5 | $36.78 |
| 2026-08-04 | 95 | $35.81 |
| 2026-08-03 | 123 | $35.59 |
| 2026-06-24 | 98 | $33.77 |
| 2026-06-10 | 1,138 | $33.72 |
| 2026-06-09 | 1,238 | $33.70 |
| 2026-06-08 | 61 | $33.53 |
| 2026-06-05 | 111 | $34.11 |
| 2026-03-25 | 1 | $31.32 |
| 2026-03-19 | 2 | $32.08 |
| 2026-03-16 | 1 | $32.41 |
| 2026-03-04 | 27 | $33.59 |
| 2026-03-03 | 27 | $34.66 |
| 2026-02-20 | 6 | $34.97 |
| 2026-02-19 | 6 | $35.21 |
| 2026-02-18 | 6 | $35.20 |
| 2026-02-17 | 6 | $35.22 |
| 2026-01-29 | 77 | $34.16 |
| 2026-01-14 | 44 | $34.42 |
| 2026-01-13 | 44 | $34.70 |
| 2025-12-16 | 56 | $33.36 |
| 2025-11-10 | 563 | $32.89 |
| 2025-11-05 | 45 | $32.83 |
| 2025-11-04 | 43 | $33.14 |
| 2025-10-31 | 600 | $33.28 |
| 2025-10-30 | 600 | $33.37 |
| 2025-10-29 | 1,000 | $33.85 |
| 2025-10-28 | 1,000 | $33.95 |
| 2025-10-14 | 28 | $32.91 |
| 2025-10-08 | 1 | $33.59 |
| 2025-10-07 | 1 | $33.96 |
| 2025-10-06 | 1 | $33.94 |
| 2025-09-23 | 107 | $32.85 |
| 2025-09-22 | 140 | $32.77 |
| 2025-09-18 | 1,954 | $32.75 |
| 2025-09-17 | 1,749 | $32.82 |
| 2025-09-16 | 1,419 | $32.88 |
| 2025-09-12 | 292 | $32.88 |
| 2025-09-11 | 11,674 | $32.57 |
| 2025-09-10 | 1 | $32.75 |
| 2025-09-09 | 685 | $32.86 |
| 2025-09-08 | 632 | $32.66 |
| 2025-09-05 | 663 | $32.51 |
| 2025-09-04 | 51 | $32.26 |
| 2025-09-03 | 51 | $32.07 |
| 2025-08-29 | 136 | $32.61 |
| 2025-08-28 | 1,188 | $32.57 |
| 2025-08-27 | 1,435 | $32.48 |
| 2025-08-26 | 700 | $32.49 |
| 2025-08-22 | 118 | $32.60 |
| 2025-08-21 | 568 | $32.88 |
| 2025-08-20 | 1,051 | $32.60 |
| 2025-08-19 | 805 | $32.43 |
| 2025-08-18 | 10 | $32.48 |
| 2025-08-15 | 3 | $32.37 |
| 2025-08-14 | 3 | $32.26 |
| 2025-08-13 | 3 | $31.99 |
| 2025-08-12 | 3 | $31.73 |
| 2025-08-07 | 15 | $31.63 |
| 2025-08-06 | 15 | $31.60 |
| 2025-08-05 | 15 | $31.69 |
| 2025-08-04 | 1,095 | $31.43 |
| 2025-08-01 | 1,143 | $31.46 |
| 2025-07-30 | 625 | $32.16 |
| 2025-07-29 | 496 | $32.31 |
| 2025-07-28 | 527 | $32.89 |
| 2025-07-25 | 3,212 | $32.90 |
| 2025-07-24 | 5,467 | $33.21 |
| 2025-07-23 | 8,958 | $32.68 |
| 2025-07-22 | 18,374 | $32.51 |
| 2025-07-17 | 85 | $32.33 |
| 2025-07-15 | 330 | $32.58 |
| 2025-07-14 | 330 | $32.63 |
| 2025-07-07 | 244 | $32.68 |
| 2025-07-03 | 309 | $32.73 |
| 2025-06-26 | 114 | $32.01 |
| 2025-06-25 | 179 | $32.36 |
| 2025-06-24 | 284 | $32.06 |
| 2025-06-23 | 32 | $31.72 |
| 2025-06-20 | 2,496 | $32.28 |
| 2025-06-13 | 100 | $33.32 |
| 2025-06-12 | 100 | $32.94 |
| 2025-06-11 | 30,467 | $33.12 |
| 2025-06-10 | 206 | $33.02 |
| 2025-06-09 | 800 | $33.05 |
| 2025-06-06 | 1,188 | $32.99 |
| 2025-06-05 | 119 | $32.96 |
| 2025-06-04 | 90 | $32.59 |
| 2025-06-03 | 705 | $32.85 |
| 2025-06-02 | 705 | $32.64 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 00162Q379 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.