Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 00162Q387
Over the rolling 12-month window, securities of ALPS ETF TR OSHARES U S QUALIT failed to deliver in the NSCC's Continuous Net Settlement system on 64 settlement days, totaling 29,845 fail shares and peaking at 6,038 shares on 2025-10-31. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-07 | 1 | $60.39 |
| 2026-10-02 | 26 | $59.45 |
| 2026-09-25 | 44 | $60.08 |
| 2026-09-16 | 5 | $60.84 |
| 2026-09-15 | 7 | $61.24 |
| 2026-09-14 | 203 | $60.73 |
| 2026-09-11 | 295 | $60.16 |
| 2026-09-10 | 163 | $60.23 |
| 2026-09-09 | 116 | $60.79 |
| 2026-09-03 | 20 | $61.75 |
| 2026-09-01 | 94 | $61.89 |
| 2026-08-31 | 18 | $62.36 |
| 2026-08-28 | 18 | $62.10 |
| 2026-08-27 | 91 | $62.54 |
| 2026-08-14 | 418 | $61.99 |
| 2026-08-03 | 94 | $60.94 |
| 2026-07-31 | 123 | $60.87 |
| 2026-07-30 | 39 | $61.20 |
| 2026-07-29 | 84 | $61.40 |
| 2026-07-23 | 33 | $59.31 |
| 2026-07-22 | 1 | $59.37 |
| 2026-07-21 | 20 | $59.63 |
| 2026-07-13 | 99 | $59.62 |
| 2026-07-07 | 18 | $59.84 |
| 2026-07-06 | 64 | $59.90 |
| 2026-07-01 | 1,401 | $58.33 |
| 2026-06-30 | 1,293 | $58.19 |
| 2026-06-17 | 28 | $59.07 |
| 2026-05-22 | 74 | $58.55 |
| 2026-05-21 | 894 | $58.39 |
| 2026-05-18 | 32 | $57.75 |
| 2026-05-04 | 171 | $57.85 |
| 2026-04-27 | 470 | $57.25 |
| 2026-04-21 | 14 | $57.82 |
| 2026-04-16 | 79 | $57.29 |
| 2026-04-15 | 1,311 | $57.12 |
| 2026-04-14 | 1,215 | $56.88 |
| 2026-04-13 | 1,145 | $56.38 |
| 2026-04-10 | 1,135 | $57.02 |
| 2026-04-08 | 72 | $55.70 |
| 2026-04-07 | 56 | $56.05 |
| 2026-04-06 | 57 | $55.82 |
| 2026-04-02 | 270 | $55.72 |
| 2026-04-01 | 214 | $55.67 |
| 2026-03-31 | 214 | $54.88 |
| 2026-03-30 | 213 | $54.65 |
| 2026-03-24 | 130 | $55.72 |
| 2026-03-23 | 135 | $55.32 |
| 2026-03-13 | 204 | $56.63 |
| 2026-03-12 | 492 | $57.35 |
| 2026-02-26 | 42 | $58.86 |
| 2026-02-24 | 9 | $58.53 |
| 2026-02-13 | 259 | $58.92 |
| 2026-02-09 | 388 | $59.77 |
| 2026-02-04 | 30 | $59.14 |
| 2026-01-30 | 852 | $58.47 |
| 2026-01-29 | 108 | $58.40 |
| 2026-01-28 | 276 | $58.52 |
| 2026-01-26 | 2 | $58.28 |
| 2026-01-23 | 8 | $58.30 |
| 2026-01-22 | 331 | $58.33 |
| 2026-01-21 | 323 | $57.80 |
| 2026-01-20 | 332 | $58.66 |
| 2026-01-16 | 625 | $58.78 |
| 2026-01-14 | 39 | $58.55 |
| 2026-01-08 | 1 | $57.96 |
| 2026-01-02 | 416 | $57.70 |
| 2025-12-24 | 140 | $58.01 |
| 2025-12-19 | 4 | $57.69 |
| 2025-12-04 | 14 | $57.65 |
| 2025-11-26 | 28 | $57.11 |
| 2025-11-10 | 59 | $55.66 |
| 2025-11-06 | 587 | $55.96 |
| 2025-10-31 | 6,038 | $56.16 |
| 2025-10-30 | 246 | $56.07 |
| 2025-10-28 | 57 | $56.87 |
| 2025-10-27 | 8 | $56.41 |
| 2025-10-21 | 28 | $56.45 |
| 2025-10-15 | 1,704 | $56.23 |
| 2025-10-14 | 151 | $55.70 |
| 2025-10-08 | 729 | $56.64 |
| 2025-10-07 | 775 | $56.71 |
| 2025-10-06 | 2,601 | $56.70 |
| 2025-09-12 | 260 | $56.56 |
| 2025-08-07 | 8 | $54.39 |
| 2025-07-31 | 155 | $54.18 |
| 2025-07-10 | 14 | $54.50 |
| 2025-06-20 | 3,136 | $52.56 |
| 2025-06-17 | 75 | $53.49 |
| 2025-06-16 | 138 | $53.31 |
Showing 90 most recent of 92.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 00162Q387 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.