Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 00214Q708
Over the rolling 12-month window, securities of ARK ETF TR ARK BLOCKCHAIN & FI failed to deliver in the NSCC's Continuous Net Settlement system on 108 settlement days, totaling 1,241,083 fail shares and peaking at 277,909 shares on 2025-08-06. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-01 | 1,272 | $45.53 |
| 2026-08-31 | 98 | $46.10 |
| 2026-08-28 | 75 | $47.03 |
| 2026-08-24 | 22 | $45.72 |
| 2026-08-12 | 146 | $43.22 |
| 2026-08-10 | 183 | $42.98 |
| 2026-08-05 | 184 | $42.00 |
| 2026-08-03 | 228 | $39.65 |
| 2026-07-31 | 228 | $40.50 |
| 2026-07-30 | 1,681 | $40.15 |
| 2026-07-29 | 1,752 | $40.90 |
| 2026-07-28 | 2,243 | $40.77 |
| 2026-07-20 | 40 | $40.66 |
| 2026-07-17 | 13 | $41.34 |
| 2026-07-09 | 140 | $40.97 |
| 2026-07-07 | 162 | $42.04 |
| 2026-06-30 | 942 | $39.95 |
| 2026-06-26 | 241 | $37.97 |
| 2026-06-24 | 2 | $38.89 |
| 2026-06-23 | 232 | $39.43 |
| 2026-06-18 | 228 | $39.64 |
| 2026-06-17 | 729 | $40.25 |
| 2026-06-16 | 172 | $40.57 |
| 2026-06-12 | 111 | $38.91 |
| 2026-06-11 | 210 | $37.78 |
| 2026-06-10 | 571 | $38.52 |
| 2026-06-08 | 245 | $38.18 |
| 2026-06-03 | 12,685 | $41.49 |
| 2026-05-29 | 365 | $42.19 |
| 2026-05-28 | 409 | $41.05 |
| 2026-05-20 | 419 | $40.50 |
| 2026-05-15 | 330 | $41.99 |
| 2026-05-11 | 63 | $42.26 |
| 2026-04-30 | 199 | $40.90 |
| 2026-04-21 | 10,000 | $43.81 |
| 2026-04-15 | 4,798 | $40.98 |
| 2026-04-10 | 276 | $38.37 |
| 2026-04-09 | 3,320 | $39.26 |
| 2026-04-08 | 3,330 | $38.36 |
| 2026-04-06 | 2,087 | $38.07 |
| 2026-04-01 | 9,107 | $38.01 |
| 2026-03-27 | 45 | $37.76 |
| 2026-03-24 | 28 | $40.31 |
| 2026-03-13 | 23,193 | $39.95 |
| 2026-03-12 | 352 | $41.14 |
| 2026-03-11 | 133 | $41.15 |
| 2026-03-10 | 4,746 | $41.39 |
| 2026-03-04 | 281 | $39.68 |
| 2026-03-03 | 369 | $39.90 |
| 2026-02-24 | 4,092 | $36.86 |
| 2026-02-23 | 25 | $38.49 |
| 2026-02-19 | 72 | $38.54 |
| 2026-01-30 | 101 | $44.97 |
| 2026-01-28 | 190 | $46.05 |
| 2026-01-22 | 1,028 | $46.06 |
| 2026-01-20 | 2,600 | $47.81 |
| 2026-01-14 | 43 | $49.31 |
| 2026-01-06 | 170 | $49.96 |
| 2026-01-05 | 80 | $48.16 |
| 2025-12-31 | 96 | $48.33 |
| 2025-12-26 | 101 | $49.22 |
| 2025-12-18 | 580 | $47.68 |
| 2025-12-16 | 11 | $48.14 |
| 2025-12-11 | 408 | $50.85 |
| 2025-12-10 | 2,115 | $50.51 |
| 2025-12-08 | 62 | $49.99 |
| 2025-12-03 | 747 | $49.10 |
| 2025-12-02 | 90 | $48.42 |
| 2025-12-01 | 1,416 | $49.58 |
| 2025-11-28 | 5,012 | $48.78 |
| 2025-11-26 | 69 | $47.63 |
| 2025-11-25 | 3,041 | $47.32 |
| 2025-11-24 | 39,824 | $45.78 |
| 2025-11-21 | 13,540 | $45.19 |
| 2025-11-20 | 84,930 | $47.45 |
| 2025-11-19 | 3,629 | $47.97 |
| 2025-11-18 | 3,667 | $48.29 |
| 2025-11-17 | 1,304 | $49.74 |
| 2025-11-14 | 3,134 | $50.05 |
| 2025-11-13 | 2,055 | $52.73 |
| 2025-11-12 | 6,630 | $52.88 |
| 2025-11-10 | 1,177 | $51.93 |
| 2025-11-07 | 1,384 | $51.23 |
| 2025-11-06 | 1,649 | $53.91 |
| 2025-11-05 | 56 | $53.31 |
| 2025-10-31 | 155 | $55.33 |
| 2025-10-30 | 662 | $57.59 |
| 2025-10-29 | 91,057 | $58.14 |
| 2025-10-28 | 7,352 | $58.46 |
| 2025-10-24 | 6,570 | $55.82 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 00214Q708 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.