Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 00214Q807
Over the rolling 12-month window, securities of ARK ETF TR ARK SPACE & DEFENSE failed to deliver in the NSCC's Continuous Net Settlement system on 54 settlement days, totaling 977,603 fail shares and peaking at 512,572 shares on 2026-01-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-07 | 215 | $33.23 |
| 2026-09-30 | 285 | $31.92 |
| 2026-09-29 | 266 | $32.07 |
| 2026-09-28 | 60 | $32.70 |
| 2026-09-24 | 121 | $32.67 |
| 2026-09-23 | 161 | $33.04 |
| 2026-09-21 | 47 | $32.12 |
| 2026-09-11 | 24,000 | $31.67 |
| 2026-09-10 | 24,569 | $31.84 |
| 2026-09-09 | 668 | $32.52 |
| 2026-09-08 | 3,372 | $32.22 |
| 2026-09-04 | 362 | $32.35 |
| 2026-09-03 | 78 | $31.85 |
| 2026-08-31 | 35 | $32.35 |
| 2026-08-26 | 41 | $32.49 |
| 2026-08-24 | 2 | $33.25 |
| 2026-08-21 | 23,885 | $32.92 |
| 2026-08-20 | 392 | $33.64 |
| 2026-08-19 | 102 | $33.98 |
| 2026-08-13 | 9,361 | $34.69 |
| 2026-08-12 | 10,423 | $34.41 |
| 2026-08-11 | 12,794 | $34.41 |
| 2026-08-10 | 740 | $34.27 |
| 2026-08-07 | 492 | $33.01 |
| 2026-08-06 | 28,148 | $32.58 |
| 2026-08-05 | 229 | $33.20 |
| 2026-08-04 | 897 | $31.59 |
| 2026-08-03 | 73 | $30.60 |
| 2026-07-31 | 76 | $30.35 |
| 2026-07-30 | 110 | $29.52 |
| 2026-07-29 | 3,036 | $30.57 |
| 2026-07-27 | 870 | $30.37 |
| 2026-07-24 | 862 | $30.94 |
| 2026-07-21 | 21,990 | $30.48 |
| 2026-07-20 | 1,209 | $30.30 |
| 2026-07-17 | 221 | $30.77 |
| 2026-07-16 | 25,994 | $31.57 |
| 2026-07-13 | 77 | $32.05 |
| 2026-07-08 | 2,172 | $32.60 |
| 2026-07-07 | 2,165 | $34.07 |
| 2026-07-02 | 1,337 | $33.83 |
| 2026-07-01 | 200 | $34.12 |
| 2026-06-30 | 1,159 | $33.13 |
| 2026-06-29 | 6,028 | $31.93 |
| 2026-06-25 | 24,736 | $32.18 |
| 2026-06-24 | 14,226 | $32.80 |
| 2026-06-18 | 126 | $34.51 |
| 2026-06-17 | 71 | $34.75 |
| 2026-06-11 | 15,606 | $32.70 |
| 2026-06-08 | 7,392 | $34.04 |
| 2026-06-05 | 16,996 | $36.36 |
| 2026-06-04 | 25,726 | $35.84 |
| 2026-06-03 | 21,732 | $36.66 |
| 2026-05-26 | 149,172 | $35.42 |
| 2026-05-19 | 1,001 | $34.11 |
| 2026-05-12 | 423 | $34.90 |
| 2026-05-11 | 423 | $34.34 |
| 2026-05-08 | 21,957 | $32.85 |
| 2026-04-21 | 213 | $33.66 |
| 2026-04-17 | 185 | $33.47 |
| 2026-04-09 | 4,320 | $31.70 |
| 2026-04-08 | 4,421 | $30.50 |
| 2026-03-27 | 108 | $29.87 |
| 2026-03-20 | 109 | $31.37 |
| 2026-03-12 | 8,754 | $31.64 |
| 2026-03-06 | 201 | $31.42 |
| 2026-03-03 | 4 | $32.33 |
| 2026-02-23 | 12 | $32.55 |
| 2026-02-20 | 33,497 | $33.12 |
| 2026-02-19 | 56 | $32.25 |
| 2026-02-13 | 8 | $30.95 |
| 2026-02-10 | 65 | $32.55 |
| 2026-02-03 | 47 | $31.67 |
| 2026-01-30 | 1,265 | $33.16 |
| 2026-01-23 | 512,572 | $33.95 |
| 2026-01-20 | 1,857 | $35.17 |
| 2026-01-06 | 70 | $31.44 |
| 2025-12-30 | 4 | $29.30 |
| 2025-12-16 | 1,767 | $28.15 |
| 2025-12-01 | 25 | $27.32 |
| 2025-11-26 | 5 | $26.89 |
| 2025-11-14 | 2 | $27.64 |
| 2025-10-28 | 17,215 | $31.05 |
| 2025-10-27 | 9,001 | $30.86 |
| 2025-10-24 | 9,696 | $30.35 |
| 2025-10-22 | 8,622 | $30.73 |
| 2025-10-16 | 11,177 | $31.17 |
| 2025-10-03 | 55,526 | $29.76 |
| 2025-09-29 | 254 | $27.86 |
| 2025-09-22 | 21,128 | $27.55 |
Showing 90 most recent of 107.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 00214Q807 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.