Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 003011103
Over the rolling 12-month window, securities of ABRDN AUSTRALIA EQUITY FUND, I failed to deliver in the NSCC's Continuous Net Settlement system on 8 settlement days, totaling 5,971 fail shares and peaking at 3,310 shares on 2025-07-01. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-10-14 | 2,091 | $4.40 |
| 2025-10-02 | 32 | $4.65 |
| 2025-10-01 | 6 | $4.59 |
| 2025-08-21 | 426 | $4.67 |
| 2025-07-03 | 2 | $4.51 |
| 2025-07-02 | 98 | $4.51 |
| 2025-07-01 | 3,310 | $4.47 |
| 2025-06-04 | 6 | $4.39 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 003011103 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.