Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 00768Y271
Over the rolling 12-month window, securities of ADVISORSHARES TR HVAC & INDUST failed to deliver in the NSCC's Continuous Net Settlement system on 144 settlement days, totaling 182,768 fail shares and peaking at 16,462 shares on 2026-02-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-10 | 7 | $33.94 |
| 2026-09-09 | 7 | $34.74 |
| 2026-08-31 | 475 | $33.01 |
| 2026-08-28 | 477 | $34.22 |
| 2026-08-27 | 477 | $34.26 |
| 2026-08-13 | 15 | $37.20 |
| 2026-08-12 | 119 | $36.29 |
| 2026-08-06 | 5 | $36.70 |
| 2026-08-04 | 21 | $35.98 |
| 2026-07-30 | 19 | $32.51 |
| 2026-07-29 | 2 | $34.60 |
| 2026-07-24 | 35 | $37.48 |
| 2026-07-16 | 27 | $37.09 |
| 2026-07-15 | 59 | $37.44 |
| 2026-07-14 | 69 | $36.96 |
| 2026-07-13 | 86 | $37.92 |
| 2026-07-10 | 49 | $38.08 |
| 2026-07-08 | 91 | $37.47 |
| 2026-07-07 | 96 | $39.22 |
| 2026-07-06 | 93 | $38.23 |
| 2026-07-02 | 698 | $40.01 |
| 2026-07-01 | 289 | $42.36 |
| 2026-06-30 | 604 | $40.76 |
| 2026-06-25 | 108 | $41.38 |
| 2026-06-24 | 926 | $41.27 |
| 2026-06-23 | 1,526 | $43.19 |
| 2026-06-22 | 186 | $42.10 |
| 2026-06-18 | 44 | $41.08 |
| 2026-06-17 | 184 | $40.76 |
| 2026-06-09 | 775 | $39.69 |
| 2026-06-04 | 10,168 | $42.24 |
| 2026-06-03 | 409 | $41.45 |
| 2026-06-02 | 118 | $40.08 |
| 2026-05-27 | 1,386 | $40.88 |
| 2026-05-26 | 1,340 | $39.62 |
| 2026-05-22 | 83 | $39.19 |
| 2026-05-21 | 39 | $38.89 |
| 2026-05-19 | 169 | $38.80 |
| 2026-05-18 | 168 | $40.50 |
| 2026-05-15 | 166 | $41.97 |
| 2026-05-13 | 243 | $41.36 |
| 2026-05-12 | 128 | $41.64 |
| 2026-05-11 | 27 | $40.79 |
| 2026-05-08 | 226 | $40.72 |
| 2026-05-07 | 1,403 | $42.49 |
| 2026-05-06 | 2,276 | $41.70 |
| 2026-05-05 | 207 | $39.76 |
| 2026-05-04 | 1,294 | $39.90 |
| 2026-05-01 | 361 | $39.85 |
| 2026-04-30 | 132 | $39.25 |
| 2026-04-29 | 1,599 | $39.01 |
| 2026-04-28 | 1,933 | $40.03 |
| 2026-04-27 | 21 | $39.96 |
| 2026-04-24 | 725 | $40.03 |
| 2026-04-23 | 913 | $39.50 |
| 2026-04-22 | 666 | $39.04 |
| 2026-04-21 | 58 | $39.40 |
| 2026-04-17 | 2,587 | $37.89 |
| 2026-04-16 | 1,633 | $38.31 |
| 2026-04-15 | 1,464 | $38.94 |
| 2026-04-14 | 399 | $38.50 |
| 2026-04-13 | 1,102 | $37.86 |
| 2026-04-10 | 828 | $37.58 |
| 2026-04-09 | 744 | $36.82 |
| 2026-04-08 | 444 | $34.77 |
| 2026-04-07 | 45 | $34.72 |
| 2026-04-06 | 80 | $34.88 |
| 2026-04-02 | 352 | $35.01 |
| 2026-03-18 | 8 | $34.53 |
| 2026-03-17 | 63 | $34.25 |
| 2026-03-16 | 23 | $33.70 |
| 2026-03-13 | 9 | $33.94 |
| 2026-03-12 | 35 | $34.87 |
| 2026-03-10 | 6 | $34.69 |
| 2026-03-09 | 2,363 | $34.06 |
| 2026-03-06 | 1,950 | $35.21 |
| 2026-03-05 | 89 | $36.15 |
| 2026-03-04 | 274 | $35.82 |
| 2026-03-03 | 481 | $37.25 |
| 2026-02-27 | 144 | $38.12 |
| 2026-02-26 | 51 | $38.20 |
| 2026-02-24 | 405 | $37.17 |
| 2026-02-23 | 16,462 | $37.84 |
| 2026-02-20 | 6,566 | $37.44 |
| 2026-02-19 | 1,753 | $37.02 |
| 2026-02-18 | 1,379 | $37.04 |
| 2026-02-17 | 2,348 | $36.85 |
| 2026-02-13 | 74 | $36.34 |
| 2026-02-12 | 2,072 | $37.15 |
| 2026-02-11 | 68 | $36.16 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 00768Y271 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.