Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 00768Y438
Over the rolling 12-month window, securities of ADVISORSHARES TR Q DYNAMIC GRO failed to deliver in the NSCC's Continuous Net Settlement system on 78 settlement days, totaling 55,327 fail shares and peaking at 10,253 shares on 2026-01-06. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 8,095 | $48.96 |
| 2026-09-25 | 8,093 | $48.76 |
| 2026-09-24 | 7,987 | $48.76 |
| 2026-09-16 | 271 | $47.63 |
| 2026-09-15 | 968 | $47.88 |
| 2026-09-14 | 25,833 | $48.46 |
| 2026-09-08 | 2 | $48.77 |
| 2026-09-04 | 2 | $48.81 |
| 2026-09-03 | 1 | $48.15 |
| 2026-08-14 | 4,111 | $49.77 |
| 2026-08-13 | 4,071 | $49.49 |
| 2026-08-12 | 323 | $49.36 |
| 2026-08-11 | 260 | $49.44 |
| 2026-08-06 | 224 | $49.27 |
| 2026-08-05 | 470 | $49.15 |
| 2026-08-04 | 80 | $48.05 |
| 2026-08-03 | 1,516 | $47.36 |
| 2026-07-31 | 1,493 | $47.04 |
| 2026-07-30 | 580 | $46.06 |
| 2026-07-29 | 1 | $46.60 |
| 2026-07-27 | 3,790 | $46.60 |
| 2026-07-24 | 5,060 | $46.76 |
| 2026-07-23 | 5,105 | $47.86 |
| 2026-07-22 | 147 | $47.97 |
| 2026-07-21 | 2,973 | $47.28 |
| 2026-07-20 | 3,790 | $47.42 |
| 2026-07-10 | 5,846 | $48.62 |
| 2026-07-09 | 5,919 | $47.96 |
| 2026-05-21 | 178 | $47.65 |
| 2026-05-20 | 105 | $46.96 |
| 2026-05-15 | 96 | $48.40 |
| 2026-05-14 | 121 | $48.09 |
| 2026-05-11 | 160 | $48.02 |
| 2026-05-08 | 259 | $47.41 |
| 2026-05-05 | 127 | $46.03 |
| 2026-05-04 | 302 | $46.36 |
| 2026-04-20 | 24 | $46.21 |
| 2026-04-17 | 24 | $45.51 |
| 2026-04-15 | 53 | $44.95 |
| 2026-04-14 | 53 | $44.16 |
| 2026-03-30 | 17 | $41.61 |
| 2026-03-27 | 44 | $41.87 |
| 2026-02-25 | 145 | $45.37 |
| 2026-02-24 | 81 | $45.08 |
| 2026-02-23 | 175 | $45.40 |
| 2026-02-17 | 41 | $44.88 |
| 2026-01-30 | 166 | $46.42 |
| 2026-01-29 | 267 | $46.63 |
| 2026-01-12 | 130 | $45.77 |
| 2026-01-09 | 519 | $45.39 |
| 2026-01-08 | 5,582 | $45.54 |
| 2026-01-07 | 5,130 | $45.62 |
| 2026-01-06 | 10,253 | $45.14 |
| 2026-01-05 | 6,685 | $44.62 |
| 2025-12-18 | 124 | $43.87 |
| 2025-12-17 | 124 | $44.50 |
| 2025-12-16 | 2,777 | $44.38 |
| 2025-12-15 | 2,798 | $44.37 |
| 2025-12-12 | 1,899 | $44.90 |
| 2025-11-26 | 559 | $43.32 |
| 2025-11-25 | 484 | $42.91 |
| 2025-11-24 | 80 | $42.14 |
| 2025-11-12 | 131 | $44.21 |
| 2025-10-31 | 103 | $43.98 |
| 2025-10-16 | 1,032 | $43.45 |
| 2025-10-15 | 1,495 | $43.15 |
| 2025-10-14 | 1,596 | $43.19 |
| 2025-10-10 | 28 | $43.41 |
| 2025-09-26 | 604 | $42.23 |
| 2025-09-25 | 142 | $42.45 |
| 2025-09-24 | 24 | $42.54 |
| 2025-09-22 | 1 | $42.41 |
| 2025-09-19 | 46 | $42.08 |
| 2025-09-18 | 193 | $41.90 |
| 2025-09-17 | 512 | $42.04 |
| 2025-09-16 | 531 | $42.02 |
| 2025-08-08 | 1,346 | $39.82 |
| 2025-08-07 | 1,073 | $39.85 |
| 2025-08-06 | 960 | $39.51 |
| 2025-08-04 | 20 | $39.01 |
| 2025-08-01 | 415 | $39.47 |
| 2025-07-30 | 104 | $39.66 |
| 2025-07-29 | 111 | $39.80 |
| 2025-07-28 | 205 | $39.72 |
| 2025-07-25 | 1 | $39.69 |
| 2025-07-24 | 160 | $39.76 |
| 2025-07-23 | 141 | $39.62 |
| 2025-07-22 | 140 | $39.61 |
| 2025-07-17 | 120 | $39.21 |
| 2025-07-16 | 16 | $39.09 |
Showing 90 most recent of 106.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 00768Y438 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.