Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 00770X188
Over the rolling 12-month window, securities of ADVISORS SER TR PZENA U S LARG failed to deliver in the NSCC's Continuous Net Settlement system on 26 settlement days, totaling 45,964 fail shares and peaking at 6,705 shares on 2026-05-07. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-11 | 437 | $30.90 |
| 2026-09-04 | 31 | $31.92 |
| 2026-09-03 | 1,777 | $31.66 |
| 2026-08-28 | 24 | $31.40 |
| 2026-08-27 | 2,454 | $31.42 |
| 2026-08-26 | 2,261 | $31.32 |
| 2026-08-25 | 2,110 | $31.35 |
| 2026-08-24 | 2,690 | $31.37 |
| 2026-08-21 | 1 | $31.07 |
| 2026-08-20 | 1 | $31.28 |
| 2026-08-17 | 401 | $31.54 |
| 2026-08-14 | 562 | $31.50 |
| 2026-08-13 | 403 | $31.13 |
| 2026-08-12 | 356 | $31.06 |
| 2026-08-11 | 341 | $31.29 |
| 2026-08-10 | 1,236 | $31.26 |
| 2026-08-07 | 826 | $31.03 |
| 2026-08-06 | 1,112 | $31.09 |
| 2026-08-05 | 1,577 | $31.29 |
| 2026-08-04 | 1,918 | $30.94 |
| 2026-08-03 | 1,882 | $30.52 |
| 2026-07-31 | 1,650 | $30.70 |
| 2026-07-30 | 848 | $30.75 |
| 2026-07-29 | 558 | $30.90 |
| 2026-07-28 | 99 | $30.24 |
| 2026-07-24 | 1,080 | $29.20 |
| 2026-07-23 | 1,174 | $29.64 |
| 2026-07-22 | 919 | $29.81 |
| 2026-07-21 | 994 | $29.68 |
| 2026-07-20 | 1,372 | $29.84 |
| 2026-07-17 | 781 | $29.93 |
| 2026-07-16 | 100 | $29.43 |
| 2026-07-14 | 560 | $29.46 |
| 2026-07-13 | 965 | $29.13 |
| 2026-07-10 | 498 | $28.96 |
| 2026-07-09 | 88 | $28.66 |
| 2026-07-08 | 1,381 | $29.25 |
| 2026-07-07 | 993 | $29.07 |
| 2026-07-06 | 299 | $29.03 |
| 2026-07-02 | 475 | $28.80 |
| 2026-07-01 | 907 | $28.54 |
| 2026-06-30 | 528 | $28.63 |
| 2026-06-29 | 92 | $28.69 |
| 2026-06-26 | 571 | $28.38 |
| 2026-06-25 | 10,853 | $28.25 |
| 2026-06-24 | 9,694 | $28.15 |
| 2026-06-23 | 364 | $28.09 |
| 2026-06-22 | 173 | $28.10 |
| 2026-06-18 | 433 | $28.19 |
| 2026-06-17 | 416 | $28.76 |
| 2026-06-16 | 129 | $28.90 |
| 2026-06-15 | 230 | $28.89 |
| 2026-06-12 | 111 | $28.51 |
| 2026-06-11 | 12 | $28.08 |
| 2026-06-10 | 6 | $28.27 |
| 2026-06-08 | 24 | $28.01 |
| 2026-06-05 | 25 | $28.16 |
| 2026-06-04 | 17 | $27.79 |
| 2026-05-27 | 637 | $27.62 |
| 2026-05-26 | 5 | $27.59 |
| 2026-05-21 | 11 | $27.04 |
| 2026-05-18 | 20 | $26.45 |
| 2026-05-08 | 107 | $26.74 |
| 2026-05-07 | 6,705 | $26.85 |
| 2026-05-06 | 4,601 | $26.75 |
| 2026-05-05 | 2,599 | $26.56 |
| 2026-05-04 | 665 | $26.81 |
| 2026-05-01 | 250 | $27.05 |
| 2026-04-30 | 150 | $26.62 |
| 2026-04-29 | 2,320 | $26.60 |
| 2026-04-28 | 369 | $26.69 |
| 2026-04-27 | 368 | $26.63 |
| 2026-04-22 | 6,264 | $27.01 |
| 2026-04-21 | 4,264 | $27.03 |
| 2026-04-20 | 2,233 | $26.92 |
| 2026-04-17 | 233 | $26.43 |
| 2026-04-16 | 100 | $26.23 |
| 2026-04-14 | 133 | $26.23 |
| 2026-04-13 | 37 | $25.80 |
| 2026-04-10 | 36 | $26.06 |
| 2026-04-08 | 2 | $25.25 |
| 2026-04-07 | 6,651 | $25.24 |
| 2026-04-06 | 4,653 | $25.07 |
| 2026-04-02 | 2,551 | $25.10 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 00770X188 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.