Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 00775Y710
Over the rolling 12-month window, securities of ADVSRS INNER CRCL FD III RAY N failed to deliver in the NSCC's Continuous Net Settlement system on 137 settlement days, totaling 358,619 fail shares and peaking at 214,567 shares on 2026-03-19. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 1 | $36.75 |
| 2026-09-23 | 100 | $37.53 |
| 2026-09-22 | 100 | $37.18 |
| 2026-09-21 | 263 | $37.09 |
| 2026-09-18 | 34 | $36.10 |
| 2026-09-16 | 1,234 | $35.65 |
| 2026-09-15 | 1,463 | $36.23 |
| 2026-09-14 | 1,041 | $36.77 |
| 2026-09-09 | 852 | $37.20 |
| 2026-09-08 | 203 | $37.40 |
| 2026-09-04 | 95 | $36.39 |
| 2026-09-01 | 1 | $36.59 |
| 2026-08-31 | 1 | $36.06 |
| 2026-08-28 | 197 | $36.00 |
| 2026-08-27 | 1,101 | $36.30 |
| 2026-08-26 | 1,569 | $36.02 |
| 2026-08-25 | 1,505 | $35.59 |
| 2026-08-24 | 240 | $36.00 |
| 2026-08-21 | 3 | $35.11 |
| 2026-08-20 | 973 | $35.02 |
| 2026-08-19 | 973 | $34.90 |
| 2026-08-18 | 3 | $36.99 |
| 2026-08-14 | 1,023 | $36.24 |
| 2026-08-13 | 4,318 | $36.07 |
| 2026-08-12 | 1 | $36.08 |
| 2026-08-10 | 130 | $35.90 |
| 2026-08-07 | 128 | $34.61 |
| 2026-08-06 | 18 | $35.86 |
| 2026-07-31 | 20 | $33.80 |
| 2026-07-29 | 9 | $33.62 |
| 2026-07-28 | 506 | $34.18 |
| 2026-07-21 | 10,728 | $33.26 |
| 2026-07-16 | 244 | $35.17 |
| 2026-07-15 | 197 | $35.14 |
| 2026-07-14 | 1,037 | $34.40 |
| 2026-07-13 | 612 | $34.59 |
| 2026-07-08 | 1 | $35.52 |
| 2026-07-07 | 5,431 | $35.82 |
| 2026-07-06 | 103 | $34.52 |
| 2026-07-02 | 417 | $35.03 |
| 2026-07-01 | 1,248 | $36.38 |
| 2026-06-30 | 2,054 | $36.00 |
| 2026-06-29 | 1,231 | $35.01 |
| 2026-06-26 | 239 | $35.23 |
| 2026-06-25 | 478 | $35.47 |
| 2026-06-22 | 51 | $38.60 |
| 2026-06-18 | 51 | $37.39 |
| 2026-06-17 | 1,007 | $37.15 |
| 2026-06-16 | 1,007 | $38.30 |
| 2026-06-15 | 955 | $36.26 |
| 2026-06-12 | 955 | $36.32 |
| 2026-06-10 | 1,306 | $33.98 |
| 2026-06-09 | 1,540 | $35.96 |
| 2026-06-04 | 1 | $37.74 |
| 2026-06-01 | 1,324 | $36.80 |
| 2026-05-29 | 3 | $36.89 |
| 2026-05-28 | 797 | $37.06 |
| 2026-05-27 | 481 | $36.65 |
| 2026-05-26 | 173 | $35.68 |
| 2026-05-22 | 432 | $35.08 |
| 2026-05-21 | 337 | $33.84 |
| 2026-05-15 | 646 | $35.34 |
| 2026-05-14 | 1,263 | $35.85 |
| 2026-05-13 | 176 | $35.23 |
| 2026-05-12 | 385 | $35.86 |
| 2026-05-11 | 478 | $35.92 |
| 2026-05-06 | 2 | $34.54 |
| 2026-05-05 | 550 | $33.49 |
| 2026-05-04 | 1,120 | $33.36 |
| 2026-05-01 | 588 | $32.39 |
| 2026-04-30 | 2,065 | $33.01 |
| 2026-04-29 | 69 | $33.12 |
| 2026-04-28 | 72 | $33.33 |
| 2026-04-24 | 215 | $32.23 |
| 2026-04-23 | 458 | $32.85 |
| 2026-04-22 | 16,464 | $33.10 |
| 2026-04-20 | 56 | $34.84 |
| 2026-04-17 | 2 | $32.57 |
| 2026-04-16 | 245 | $31.99 |
| 2026-04-15 | 594 | $32.01 |
| 2026-04-14 | 542 | $31.52 |
| 2026-04-13 | 60 | $31.25 |
| 2026-04-10 | 19 | $32.40 |
| 2026-04-09 | 35 | $30.79 |
| 2026-04-08 | 156 | $30.30 |
| 2026-04-07 | 247 | $29.50 |
| 2026-04-06 | 154 | $30.59 |
| 2026-04-02 | 72 | $29.84 |
| 2026-04-01 | 576 | $29.09 |
| 2026-03-31 | 403 | $29.98 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 00775Y710 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.