Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 00775Y728
Over the rolling 12-month window, securities of ADVSRS INNER CRCL FD III RAY N failed to deliver in the NSCC's Continuous Net Settlement system on 183 settlement days, totaling 499,530 fail shares and peaking at 273,050 shares on 2026-03-09. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 64 | $39.52 |
| 2026-10-09 | 1,195 | $39.47 |
| 2026-10-08 | 467 | $39.43 |
| 2026-10-07 | 231 | $39.37 |
| 2026-10-06 | 581 | $39.22 |
| 2026-10-05 | 643 | $38.76 |
| 2026-10-02 | 561 | $38.67 |
| 2026-09-30 | 318 | $38.50 |
| 2026-09-29 | 283 | $38.71 |
| 2026-09-28 | 2,011 | $38.88 |
| 2026-09-25 | 27 | $38.67 |
| 2026-09-24 | 341 | $38.70 |
| 2026-09-23 | 17 | $39.09 |
| 2026-09-22 | 175 | $38.97 |
| 2026-09-21 | 523 | $38.74 |
| 2026-09-18 | 335 | $38.86 |
| 2026-09-17 | 339 | $38.04 |
| 2026-09-16 | 462 | $38.32 |
| 2026-09-15 | 171 | $38.61 |
| 2026-09-14 | 28 | $38.61 |
| 2026-09-11 | 1,093 | $38.26 |
| 2026-09-10 | 2,558 | $38.50 |
| 2026-09-09 | 968 | $38.68 |
| 2026-09-03 | 165 | $39.02 |
| 2026-09-02 | 131 | $38.79 |
| 2026-09-01 | 829 | $38.85 |
| 2026-08-31 | 20 | $38.91 |
| 2026-08-26 | 757 | $38.70 |
| 2026-08-25 | 707 | $38.65 |
| 2026-08-21 | 88 | $38.58 |
| 2026-08-19 | 121 | $38.79 |
| 2026-08-18 | 1,717 | $39.00 |
| 2026-08-17 | 1,873 | $38.96 |
| 2026-08-14 | 369 | $39.07 |
| 2026-08-13 | 6,414 | $38.62 |
| 2026-08-12 | 409 | $38.48 |
| 2026-08-11 | 389 | $38.62 |
| 2026-08-10 | 287 | $38.57 |
| 2026-08-05 | 79 | $38.68 |
| 2026-08-04 | 1,068 | $37.98 |
| 2026-08-03 | 1,880 | $37.74 |
| 2026-07-31 | 1,725 | $37.57 |
| 2026-07-30 | 342 | $37.25 |
| 2026-07-29 | 286 | $37.43 |
| 2026-07-28 | 2,869 | $37.22 |
| 2026-07-27 | 197 | $37.28 |
| 2026-07-24 | 552 | $37.24 |
| 2026-07-23 | 721 | $37.61 |
| 2026-07-22 | 688 | $37.80 |
| 2026-07-21 | 12 | $37.50 |
| 2026-07-20 | 2,249 | $37.49 |
| 2026-07-17 | 1,933 | $37.45 |
| 2026-07-16 | 3,207 | $37.54 |
| 2026-07-15 | 210 | $37.76 |
| 2026-07-14 | 849 | $37.64 |
| 2026-07-13 | 565 | $37.72 |
| 2026-07-10 | 2,481 | $37.73 |
| 2026-07-09 | 1,727 | $37.38 |
| 2026-07-08 | 1,878 | $37.34 |
| 2026-07-07 | 3,814 | $37.48 |
| 2026-07-06 | 2,543 | $37.07 |
| 2026-07-02 | 1,191 | $37.35 |
| 2026-07-01 | 312 | $37.49 |
| 2026-06-30 | 1,104 | $37.72 |
| 2026-06-29 | 7,609 | $36.75 |
| 2026-06-26 | 4,987 | $36.84 |
| 2026-06-25 | 1,747 | $36.57 |
| 2026-06-24 | 50 | $36.60 |
| 2026-06-23 | 3,714 | $37.11 |
| 2026-06-22 | 3,834 | $37.19 |
| 2026-06-18 | 2,034 | $36.94 |
| 2026-06-17 | 1,808 | $37.24 |
| 2026-06-16 | 1,443 | $37.35 |
| 2026-06-12 | 919 | $36.50 |
| 2026-06-10 | 1,175 | $36.09 |
| 2026-06-09 | 965 | $36.89 |
| 2026-06-08 | 277 | $36.73 |
| 2026-06-05 | 3,058 | $37.39 |
| 2026-06-04 | 3,489 | $37.49 |
| 2026-06-03 | 1,163 | $37.65 |
| 2026-06-02 | 316 | $37.61 |
| 2026-06-01 | 302 | $37.33 |
| 2026-05-26 | 204 | $36.78 |
| 2026-05-22 | 211 | $36.63 |
| 2026-05-20 | 343 | $36.25 |
| 2026-05-15 | 527 | $36.74 |
| 2026-05-12 | 122 | $36.32 |
| 2026-05-08 | 628 | $35.74 |
| 2026-05-07 | 628 | $35.97 |
| 2026-05-06 | 628 | $35.70 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 00775Y728 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.