Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 01609Y108
Over the rolling 12-month window, securities of ALIBABA HEALTH INFORMATION TEC failed to deliver in the NSCC's Continuous Net Settlement system on 3 settlement days, totaling 11,452 fail shares and peaking at 6,216 shares on 2025-07-15. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 4,218 | $7.28 |
| 2026-08-28 | 138 | $8.04 |
| 2026-08-14 | 65 | $8.85 |
| 2026-08-13 | 65 | $8.85 |
| 2026-08-12 | 65 | $8.85 |
| 2026-08-11 | 65 | $8.85 |
| 2026-08-10 | 65 | $8.85 |
| 2025-10-08 | 595 | $15.96 |
| 2025-07-16 | 4,641 | $12.28 |
| 2025-07-15 | 6,216 | $11.21 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 01609Y108 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.