Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 02072L276
Over the rolling 12-month window, securities of EA SER TR CCM SEQUOIA GLOBAL V failed to deliver in the NSCC's Continuous Net Settlement system on 37 settlement days, totaling 51,940 fail shares and peaking at 25,700 shares on 2026-01-05. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-02 | 83 | $36.32 |
| 2026-08-20 | 17 | $36.63 |
| 2026-08-11 | 191 | $36.59 |
| 2026-08-10 | 278 | $36.59 |
| 2026-08-07 | 278 | $36.34 |
| 2026-08-06 | 1,333 | $36.42 |
| 2026-08-05 | 1,841 | $36.41 |
| 2026-07-27 | 1 | $35.61 |
| 2026-07-24 | 1 | $35.31 |
| 2026-07-23 | 1 | $35.52 |
| 2026-07-22 | 342 | $35.42 |
| 2026-07-21 | 341 | $35.17 |
| 2026-07-20 | 341 | $35.39 |
| 2026-07-17 | 341 | $35.60 |
| 2026-07-14 | 3 | $35.28 |
| 2026-07-10 | 26 | $35.22 |
| 2026-07-06 | 8 | $35.26 |
| 2026-06-11 | 5 | $34.63 |
| 2026-06-10 | 1,005 | $34.91 |
| 2026-06-09 | 905 | $34.77 |
| 2026-06-04 | 1 | $35.08 |
| 2026-06-03 | 1 | $35.21 |
| 2026-05-05 | 1 | $33.97 |
| 2026-05-04 | 1 | $34.36 |
| 2026-05-01 | 1 | $34.49 |
| 2026-04-30 | 1 | $33.89 |
| 2026-03-20 | 469 | $32.70 |
| 2026-03-19 | 469 | $32.76 |
| 2026-03-18 | 469 | $33.29 |
| 2026-03-17 | 471 | $33.19 |
| 2026-01-26 | 1,409 | $33.33 |
| 2026-01-23 | 1,409 | $33.31 |
| 2026-01-05 | 25,700 | $31.84 |
| 2025-12-31 | 6 | $31.77 |
| 2025-12-30 | 340 | $32.10 |
| 2025-12-10 | 324 | $31.57 |
| 2025-12-09 | 324 | $31.69 |
| 2025-11-25 | 5 | $30.95 |
| 2025-11-24 | 5 | $30.88 |
| 2025-11-18 | 2,500 | $30.85 |
| 2025-11-17 | 6,280 | $31.34 |
| 2025-10-20 | 133 | $30.94 |
| 2025-10-09 | 1,662 | $31.21 |
| 2025-10-02 | 61 | $31.27 |
| 2025-10-01 | 1,930 | $31.10 |
| 2025-09-26 | 1,318 | $30.89 |
| 2025-09-25 | 16 | $31.08 |
| 2025-09-24 | 1,316 | $31.17 |
| 2025-09-23 | 16 | $31.12 |
| 2025-09-22 | 375 | $31.06 |
| 2025-09-12 | 1,647 | $31.23 |
| 2025-07-16 | 45 | $29.33 |
| 2025-06-27 | 881 | $29.25 |
| 2025-06-26 | 973 | $28.96 |
| 2025-06-12 | 162 | $29.05 |
| 2025-06-11 | 565 | $29.14 |
| 2025-06-10 | 374 | $29.01 |
| 2025-06-05 | 140 | $28.71 |
| 2025-06-04 | 142 | $28.68 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 02072L276 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.