Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 02072L375
Over the rolling 12-month window, securities of EA SER TR TBG DIVIDEND FOCUS E failed to deliver in the NSCC's Continuous Net Settlement system on 159 settlement days, totaling 275,988 fail shares and peaking at 16,201 shares on 2025-07-11. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 9,426 | $36.43 |
| 2026-09-29 | 7,513 | $36.47 |
| 2026-09-28 | 4,264 | $36.85 |
| 2026-09-25 | 307 | $36.75 |
| 2026-09-24 | 201 | $37.06 |
| 2026-09-23 | 64 | $37.36 |
| 2026-09-21 | 4,136 | $37.40 |
| 2026-09-18 | 9,525 | $37.62 |
| 2026-09-17 | 400 | $37.55 |
| 2026-09-16 | 26 | $37.91 |
| 2026-09-15 | 4,333 | $38.07 |
| 2026-09-14 | 4,339 | $37.96 |
| 2026-09-11 | 265 | $37.77 |
| 2026-09-10 | 984 | $38.02 |
| 2026-09-09 | 1,826 | $38.45 |
| 2026-09-08 | 4,381 | $38.84 |
| 2026-09-03 | 1,765 | $39.02 |
| 2026-09-02 | 15,072 | $38.94 |
| 2026-09-01 | 11,532 | $39.08 |
| 2026-08-31 | 261 | $39.16 |
| 2026-08-28 | 170 | $39.13 |
| 2026-08-27 | 247 | $39.32 |
| 2026-08-26 | 19 | $39.35 |
| 2026-08-25 | 17,122 | $39.43 |
| 2026-08-24 | 7,621 | $39.34 |
| 2026-08-21 | 1,051 | $39.07 |
| 2026-08-20 | 241 | $39.49 |
| 2026-08-18 | 32 | $38.74 |
| 2026-08-17 | 3,912 | $39.10 |
| 2026-08-14 | 154 | $39.19 |
| 2026-08-13 | 209 | $38.92 |
| 2026-08-12 | 12,909 | $38.89 |
| 2026-08-11 | 266 | $38.86 |
| 2026-08-06 | 12,864 | $38.40 |
| 2026-08-05 | 9,443 | $38.55 |
| 2026-08-04 | 6,675 | $38.21 |
| 2026-07-30 | 167 | $38.40 |
| 2026-07-29 | 137 | $38.61 |
| 2026-07-28 | 163 | $38.08 |
| 2026-07-27 | 136 | $37.86 |
| 2026-07-21 | 13,896 | $37.30 |
| 2026-07-15 | 2,696 | $37.12 |
| 2026-07-13 | 1,086 | $37.08 |
| 2026-07-10 | 1,551 | $37.15 |
| 2026-07-08 | 29 | $37.61 |
| 2026-07-07 | 703 | $37.24 |
| 2026-07-06 | 21,092 | $37.32 |
| 2026-07-02 | 19,541 | $36.65 |
| 2026-07-01 | 13,879 | $36.46 |
| 2026-06-29 | 3,644 | $37.07 |
| 2026-06-26 | 2,017 | $36.84 |
| 2026-06-25 | 482 | $36.68 |
| 2026-06-24 | 482 | $36.77 |
| 2026-06-23 | 1,897 | $36.50 |
| 2026-06-22 | 332 | $36.57 |
| 2026-06-18 | 1,882 | $36.72 |
| 2026-06-17 | 5,835 | $37.39 |
| 2026-06-16 | 5,662 | $37.29 |
| 2026-06-15 | 2,785 | $37.44 |
| 2026-06-12 | 4,875 | $37.30 |
| 2026-06-11 | 9,948 | $37.04 |
| 2026-06-10 | 9,419 | $37.13 |
| 2026-06-09 | 2 | $36.84 |
| 2026-06-05 | 298 | $37.07 |
| 2026-06-04 | 2,585 | $36.63 |
| 2026-06-03 | 1,775 | $36.99 |
| 2026-06-02 | 598 | $36.85 |
| 2026-06-01 | 300 | $36.97 |
| 2026-05-29 | 5,039 | $37.00 |
| 2026-05-28 | 462 | $37.04 |
| 2026-05-27 | 1,117 | $36.98 |
| 2026-05-22 | 12 | $36.90 |
| 2026-05-15 | 3 | $36.45 |
| 2026-05-14 | 1,201 | $36.10 |
| 2026-05-13 | 710 | $36.31 |
| 2026-05-12 | 5 | $36.01 |
| 2026-05-11 | 2 | $36.09 |
| 2026-05-08 | 1 | $36.09 |
| 2026-05-06 | 148 | $36.13 |
| 2026-05-05 | 368 | $35.91 |
| 2026-05-04 | 2,796 | $36.15 |
| 2026-05-01 | 2,833 | $36.14 |
| 2026-04-30 | 281 | $35.45 |
| 2026-04-29 | 7 | $35.58 |
| 2026-04-28 | 7 | $35.47 |
| 2026-04-27 | 1,459 | $35.60 |
| 2026-04-24 | 1,022 | $35.79 |
| 2026-04-23 | 2,186 | $35.62 |
| 2026-04-22 | 448 | $35.65 |
| 2026-04-21 | 8,056 | $35.87 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 02072L375 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.