Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 02072L565
Over the rolling 12-month window, securities of EA SER TR ALPHA ARCHITECT 1-3 failed to deliver in the NSCC's Continuous Net Settlement system on 118 settlement days, totaling 1,049,674 fail shares and peaking at 304,559 shares on 2025-08-15. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 87 | $118.36 |
| 2026-09-23 | 28,826 | $118.26 |
| 2026-09-21 | 24,337 | $118.24 |
| 2026-09-18 | 1,569 | $118.22 |
| 2026-09-15 | 3,137 | $118.16 |
| 2026-09-08 | 13,940 | $118.13 |
| 2026-09-03 | 138 | $118.06 |
| 2026-09-01 | 93 | $118.07 |
| 2026-08-26 | 3,794 | $117.95 |
| 2026-08-14 | 1,259 | $117.84 |
| 2026-08-12 | 7,322 | $117.80 |
| 2026-08-11 | 3,278 | $117.77 |
| 2026-08-07 | 1,266 | $117.72 |
| 2026-08-06 | 3,173 | $117.70 |
| 2026-08-05 | 7,262 | $117.69 |
| 2026-08-04 | 11,218 | $117.70 |
| 2026-08-03 | 1,888 | $117.70 |
| 2026-07-30 | 4,867 | $117.62 |
| 2026-07-29 | 3,397 | $117.60 |
| 2026-07-27 | 1,730 | $117.58 |
| 2026-07-21 | 1,960 | $117.50 |
| 2026-07-17 | 1,644 | $117.47 |
| 2026-07-10 | 3,263 | $117.34 |
| 2026-07-02 | 326 | $117.14 |
| 2026-06-25 | 36,171 | $117.07 |
| 2026-06-22 | 4,211 | $117.06 |
| 2026-06-17 | 2,245 | $117.03 |
| 2026-06-16 | 2,286 | $117.00 |
| 2026-06-15 | 846 | $117.01 |
| 2026-06-10 | 13,390 | $116.99 |
| 2026-06-09 | 3,985 | $116.94 |
| 2026-06-03 | 5,132 | $116.92 |
| 2026-06-02 | 922 | $116.91 |
| 2026-05-27 | 5,557 | $116.85 |
| 2026-05-26 | 400 | $116.87 |
| 2026-05-21 | 1,876 | $116.77 |
| 2026-05-20 | 28,289 | $116.77 |
| 2026-05-19 | 18 | $116.76 |
| 2026-05-13 | 2,886 | $116.67 |
| 2026-05-06 | 407 | $116.59 |
| 2026-05-04 | 9,584 | $116.57 |
| 2026-05-01 | 3,781 | $116.53 |
| 2026-04-30 | 26 | $116.51 |
| 2026-04-27 | 44,175 | $116.50 |
| 2026-04-24 | 7,123 | $116.47 |
| 2026-04-22 | 9,075 | $116.45 |
| 2026-04-21 | 219 | $116.42 |
| 2026-04-20 | 2,218 | $116.39 |
| 2026-04-17 | 1,686 | $116.36 |
| 2026-04-15 | 72 | $116.30 |
| 2026-04-13 | 439 | $116.31 |
| 2026-04-09 | 2,248 | $116.27 |
| 2026-04-06 | 918 | $116.26 |
| 2026-04-01 | 128 | $116.29 |
| 2026-03-31 | 11,384 | $116.16 |
| 2026-03-25 | 2,877 | $116.04 |
| 2026-03-24 | 2,547 | $116.03 |
| 2026-03-20 | 5,883 | $116.00 |
| 2026-03-18 | 10,844 | $116.01 |
| 2026-03-17 | 8,510 | $116.00 |
| 2026-03-11 | 633 | $115.89 |
| 2026-03-09 | 2,406 | $115.89 |
| 2026-03-05 | 802 | $115.85 |
| 2026-03-04 | 2,627 | $115.87 |
| 2026-03-03 | 9 | $115.84 |
| 2026-03-02 | 4,399 | $115.83 |
| 2026-02-25 | 319 | $115.76 |
| 2026-02-23 | 14,791 | $115.75 |
| 2026-02-19 | 90 | $115.71 |
| 2026-02-09 | 8,098 | $115.58 |
| 2026-02-06 | 14,463 | $115.50 |
| 2026-02-04 | 1,628 | $115.51 |
| 2026-02-03 | 5,282 | $115.48 |
| 2026-02-02 | 914 | $115.45 |
| 2026-01-29 | 30,976 | $115.44 |
| 2026-01-28 | 6,448 | $115.43 |
| 2026-01-26 | 2,581 | $115.41 |
| 2026-01-23 | 9,613 | $115.41 |
| 2026-01-16 | 4,810 | $115.30 |
| 2026-01-13 | 403 | $115.26 |
| 2026-01-08 | 2,777 | $115.17 |
| 2026-01-06 | 2,251 | $115.13 |
| 2025-12-31 | 3,418 | $115.04 |
| 2025-12-29 | 900 | $115.03 |
| 2025-12-15 | 65,708 | $114.77 |
| 2025-12-08 | 800 | $114.69 |
| 2025-12-01 | 7,029 | $114.60 |
| 2025-11-28 | 19,489 | $114.56 |
| 2025-11-26 | 1,765 | $114.52 |
| 2025-11-21 | 323 | $114.42 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 02072L565 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.