Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 02072L730
Over the rolling 12-month window, securities of EA SER TR AOT GROWTH & INNOVAT failed to deliver in the NSCC's Continuous Net Settlement system on 121 settlement days, totaling 118,193 fail shares and peaking at 11,449 shares on 2026-04-29. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-15 | 73 | $64.78 |
| 2026-09-02 | 72 | $63.98 |
| 2026-09-01 | 72 | $65.11 |
| 2026-08-31 | 72 | $65.04 |
| 2026-08-28 | 77 | $65.59 |
| 2026-08-11 | 456 | $63.43 |
| 2026-08-10 | 223 | $63.58 |
| 2026-08-07 | 223 | $63.30 |
| 2026-08-06 | 73 | $64.10 |
| 2026-08-05 | 214 | $64.47 |
| 2026-08-03 | 147 | $60.92 |
| 2026-07-31 | 211 | $60.63 |
| 2026-07-30 | 11 | $57.62 |
| 2026-07-28 | 311 | $60.37 |
| 2026-07-27 | 578 | $60.46 |
| 2026-07-21 | 123 | $61.34 |
| 2026-07-20 | 30 | $60.73 |
| 2026-06-08 | 6 | $61.05 |
| 2026-05-28 | 251 | $62.64 |
| 2026-05-20 | 1 | $58.46 |
| 2026-05-19 | 1 | $59.00 |
| 2026-05-14 | 130 | $59.97 |
| 2026-05-13 | 133 | $59.91 |
| 2026-05-12 | 321 | $60.69 |
| 2026-05-11 | 321 | $60.64 |
| 2026-05-08 | 191 | $59.77 |
| 2026-05-07 | 268 | $59.90 |
| 2026-05-06 | 6 | $57.75 |
| 2026-05-05 | 3 | $57.28 |
| 2026-05-01 | 10,529 | $56.24 |
| 2026-04-30 | 11,047 | $55.66 |
| 2026-04-29 | 11,449 | $55.85 |
| 2026-04-28 | 47 | $56.70 |
| 2026-04-27 | 3 | $56.40 |
| 2026-04-22 | 2 | $54.30 |
| 2026-04-21 | 101 | $54.69 |
| 2026-04-20 | 619 | $54.74 |
| 2026-04-17 | 619 | $54.17 |
| 2026-04-16 | 617 | $53.71 |
| 2026-04-15 | 602 | $52.31 |
| 2026-04-09 | 1 | $49.71 |
| 2026-04-08 | 71 | $48.58 |
| 2026-04-07 | 87 | $48.66 |
| 2026-04-06 | 71 | $48.24 |
| 2026-04-02 | 70 | $48.05 |
| 2026-03-11 | 1 | $50.50 |
| 2026-03-10 | 1 | $50.95 |
| 2026-03-04 | 1 | $49.35 |
| 2026-03-03 | 140 | $49.90 |
| 2026-03-02 | 139 | $49.66 |
| 2026-02-27 | 139 | $50.32 |
| 2026-02-26 | 147 | $50.75 |
| 2026-02-02 | 29 | $54.11 |
| 2026-01-29 | 18 | $56.35 |
| 2026-01-26 | 1,733 | $55.93 |
| 2026-01-23 | 259 | $55.56 |
| 2026-01-22 | 6 | $54.77 |
| 2026-01-20 | 145 | $55.49 |
| 2026-01-16 | 469 | $55.66 |
| 2026-01-15 | 773 | $55.83 |
| 2026-01-14 | 580 | $56.51 |
| 2026-01-13 | 593 | $56.82 |
| 2026-01-08 | 343 | $56.94 |
| 2026-01-07 | 261 | $57.04 |
| 2026-01-05 | 59 | $55.71 |
| 2026-01-02 | 49 | $55.95 |
| 2025-12-31 | 3 | $56.47 |
| 2025-12-29 | 49 | $57.00 |
| 2025-12-26 | 50 | $56.93 |
| 2025-12-24 | 101 | $56.85 |
| 2025-12-23 | 295 | $56.69 |
| 2025-12-22 | 149 | $56.07 |
| 2025-12-19 | 49 | $55.03 |
| 2025-12-08 | 348 | $56.58 |
| 2025-12-05 | 414 | $56.54 |
| 2025-11-14 | 474 | $55.46 |
| 2025-11-13 | 1,236 | $57.50 |
| 2025-11-12 | 791 | $57.16 |
| 2025-11-07 | 55 | $56.22 |
| 2025-11-06 | 146 | $58.19 |
| 2025-11-05 | 208 | $57.38 |
| 2025-11-04 | 287 | $59.09 |
| 2025-11-03 | 172 | $58.82 |
| 2025-10-29 | 488 | $58.92 |
| 2025-10-28 | 1,711 | $58.67 |
| 2025-10-27 | 99 | $57.51 |
| 2025-10-22 | 355 | $56.36 |
| 2025-10-21 | 184 | $56.38 |
| 2025-10-20 | 34 | $55.50 |
| 2025-10-15 | 139 | $55.14 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 02072L730 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.