Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 02072Q333
Over the rolling 12-month window, securities of EA SER TR DEFINED DURATION 5 E failed to deliver in the NSCC's Continuous Net Settlement system on 78 settlement days, totaling 493,508 fail shares and peaking at 29,500 shares on 2025-11-20. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-09 | 149 | $25.00 |
| 2026-10-08 | 149 | $24.98 |
| 2026-09-29 | 1 | $24.97 |
| 2026-09-28 | 15 | $25.21 |
| 2026-09-25 | 114 | $25.15 |
| 2026-09-23 | 160 | $25.30 |
| 2026-09-22 | 62 | $25.28 |
| 2026-09-16 | 49 | $25.26 |
| 2026-09-15 | 563 | $25.28 |
| 2026-09-14 | 565 | $25.31 |
| 2026-09-09 | 3 | $25.46 |
| 2026-09-08 | 8,912 | $25.47 |
| 2026-09-04 | 9,513 | $25.50 |
| 2026-09-03 | 28,343 | $25.46 |
| 2026-09-02 | 403 | $25.41 |
| 2026-09-01 | 109 | $25.44 |
| 2026-08-31 | 2,476 | $25.45 |
| 2026-08-28 | 3,172 | $25.50 |
| 2026-08-27 | 3,020 | $25.52 |
| 2026-08-26 | 380 | $25.54 |
| 2026-08-25 | 430 | $25.49 |
| 2026-08-24 | 665 | $25.48 |
| 2026-08-21 | 10,095 | $25.48 |
| 2026-08-20 | 10,407 | $25.50 |
| 2026-08-19 | 10,258 | $25.48 |
| 2026-08-18 | 511 | $25.51 |
| 2026-08-17 | 1,458 | $25.51 |
| 2026-08-14 | 11,383 | $25.52 |
| 2026-08-13 | 10,517 | $25.48 |
| 2026-08-12 | 11,369 | $25.45 |
| 2026-08-11 | 1,825 | $25.43 |
| 2026-08-10 | 409 | $25.45 |
| 2026-08-07 | 2,015 | $25.41 |
| 2026-08-06 | 192 | $25.45 |
| 2026-08-05 | 500 | $25.44 |
| 2026-08-04 | 423 | $25.35 |
| 2026-08-03 | 897 | $25.32 |
| 2026-07-31 | 917 | $25.36 |
| 2026-07-30 | 1,304 | $25.29 |
| 2026-07-23 | 1,929 | $25.29 |
| 2026-07-22 | 3,793 | $25.30 |
| 2026-07-21 | 3,695 | $25.29 |
| 2026-07-20 | 374 | $25.32 |
| 2026-07-17 | 601 | $25.33 |
| 2026-07-16 | 33 | $25.35 |
| 2026-07-10 | 309 | $25.33 |
| 2026-07-09 | 289 | $25.29 |
| 2026-07-08 | 98 | $25.33 |
| 2026-07-07 | 1,935 | $25.40 |
| 2026-07-06 | 13,957 | $25.34 |
| 2026-07-02 | 13,610 | $25.31 |
| 2026-07-01 | 16,472 | $25.35 |
| 2026-06-30 | 3,464 | $25.37 |
| 2026-06-29 | 14,789 | $25.47 |
| 2026-06-26 | 12,677 | $25.47 |
| 2026-06-25 | 7,404 | $25.41 |
| 2026-06-24 | 25,410 | $25.37 |
| 2026-06-23 | 25,206 | $25.45 |
| 2026-06-22 | 23,404 | $25.43 |
| 2026-06-12 | 252 | $25.37 |
| 2026-06-11 | 252 | $25.29 |
| 2026-06-10 | 452 | $25.30 |
| 2026-06-02 | 400 | $25.41 |
| 2026-05-28 | 96 | $25.39 |
| 2026-05-21 | 1,584 | $25.30 |
| 2026-05-20 | 1,563 | $25.22 |
| 2026-05-19 | 1,553 | $25.25 |
| 2026-05-18 | 85 | $25.23 |
| 2026-05-14 | 197 | $25.33 |
| 2026-05-13 | 177 | $25.31 |
| 2026-05-08 | 276 | $25.32 |
| 2026-05-07 | 25,087 | $25.37 |
| 2026-05-06 | 13,388 | $25.27 |
| 2026-05-05 | 11,268 | $25.21 |
| 2026-05-04 | 11,368 | $25.27 |
| 2026-05-01 | 1,142 | $25.26 |
| 2026-04-30 | 2,003 | $25.17 |
| 2026-04-23 | 18,713 | $25.24 |
| 2026-04-22 | 18,429 | $25.22 |
| 2026-04-21 | 19,504 | $25.30 |
| 2026-04-09 | 1 | $25.17 |
| 2026-04-07 | 12,364 | $25.04 |
| 2026-04-06 | 11,668 | $25.03 |
| 2026-04-02 | 11,886 | $25.03 |
| 2026-04-01 | 1,217 | $24.99 |
| 2026-03-31 | 2 | $24.89 |
| 2026-03-27 | 11 | $25.06 |
| 2026-03-25 | 9,840 | $25.11 |
| 2026-03-24 | 9,771 | $25.15 |
| 2026-03-23 | 8,871 | $25.06 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 02072Q333 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.