Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 02072Q663
Over the rolling 12-month window, securities of EA SER TR EA ASTORIA DYNAMIC C failed to deliver in the NSCC's Continuous Net Settlement system on 187 settlement days, totaling 872,405 fail shares and peaking at 58,001 shares on 2025-09-30. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-29 | 1 | $24.42 |
| 2026-09-25 | 7,768 | $24.48 |
| 2026-09-24 | 6,565 | $24.54 |
| 2026-09-22 | 5,422 | $24.70 |
| 2026-09-21 | 5,736 | $24.64 |
| 2026-09-15 | 2,409 | $24.63 |
| 2026-09-14 | 17,138 | $24.65 |
| 2026-09-11 | 13,594 | $24.67 |
| 2026-09-10 | 2,768 | $24.77 |
| 2026-09-09 | 7,953 | $24.80 |
| 2026-09-08 | 2,605 | $24.90 |
| 2026-09-04 | 917 | $24.91 |
| 2026-09-03 | 942 | $24.87 |
| 2026-09-01 | 5,348 | $24.92 |
| 2026-08-31 | 24,127 | $24.92 |
| 2026-08-28 | 12,611 | $24.96 |
| 2026-08-27 | 14,217 | $24.96 |
| 2026-08-26 | 10,663 | $24.99 |
| 2026-08-25 | 79 | $24.93 |
| 2026-08-24 | 2,477 | $24.89 |
| 2026-08-21 | 3,305 | $24.90 |
| 2026-08-18 | 345 | $24.88 |
| 2026-08-17 | 7,999 | $24.91 |
| 2026-08-14 | 7,333 | $24.97 |
| 2026-08-12 | 11,997 | $24.88 |
| 2026-08-11 | 32,220 | $24.86 |
| 2026-08-10 | 12,705 | $24.90 |
| 2026-08-07 | 3,037 | $24.87 |
| 2026-08-06 | 3,020 | $24.99 |
| 2026-08-04 | 21,090 | $24.91 |
| 2026-08-03 | 18,763 | $24.86 |
| 2026-07-31 | 3,238 | $24.93 |
| 2026-07-29 | 680 | $24.97 |
| 2026-07-28 | 3,041 | $24.93 |
| 2026-07-27 | 3,695 | $24.91 |
| 2026-07-24 | 782 | $24.88 |
| 2026-07-22 | 1,180 | $24.97 |
| 2026-07-21 | 1,178 | $24.99 |
| 2026-07-20 | 1,199 | $25.02 |
| 2026-07-17 | 1,263 | $25.01 |
| 2026-07-16 | 9,456 | $25.02 |
| 2026-07-15 | 7,729 | $24.98 |
| 2026-07-14 | 581 | $24.95 |
| 2026-07-13 | 1,504 | $24.99 |
| 2026-07-10 | 2,399 | $25.01 |
| 2026-07-09 | 11,525 | $24.98 |
| 2026-07-08 | 10,882 | $25.09 |
| 2026-07-07 | 112 | $25.15 |
| 2026-07-01 | 4,277 | $25.13 |
| 2026-06-30 | 8,926 | $25.19 |
| 2026-06-29 | 5,026 | $25.17 |
| 2026-06-26 | 165 | $25.15 |
| 2026-06-25 | 10 | $25.13 |
| 2026-06-23 | 86,257 | $25.06 |
| 2026-06-22 | 6,074 | $25.10 |
| 2026-06-18 | 1,720 | $25.05 |
| 2026-06-15 | 26,097 | $25.08 |
| 2026-06-12 | 18,507 | $25.10 |
| 2026-06-09 | 1,684 | $24.98 |
| 2026-06-08 | 196 | $24.99 |
| 2026-06-05 | 7,361 | $25.16 |
| 2026-06-04 | 8,528 | $25.13 |
| 2026-06-03 | 23 | $25.17 |
| 2026-06-01 | 5,052 | $25.17 |
| 2026-05-29 | 57,920 | $25.16 |
| 2026-05-28 | 50,088 | $25.13 |
| 2026-05-27 | 49,923 | $25.11 |
| 2026-05-26 | 18,074 | $25.06 |
| 2026-05-22 | 7,606 | $25.05 |
| 2026-05-21 | 8,008 | $25.04 |
| 2026-05-20 | 3,074 | $24.95 |
| 2026-05-15 | 765 | $25.09 |
| 2026-05-14 | 755 | $25.08 |
| 2026-05-13 | 1,089 | $25.08 |
| 2026-05-12 | 3,134 | $25.12 |
| 2026-05-11 | 3,986 | $25.14 |
| 2026-05-08 | 3,654 | $25.11 |
| 2026-05-07 | 75 | $25.22 |
| 2026-05-01 | 30,287 | $25.16 |
| 2026-04-30 | 6,116 | $25.13 |
| 2026-04-29 | 6,931 | $25.19 |
| 2026-04-28 | 3,137 | $25.20 |
| 2026-04-24 | 8,560 | $25.19 |
| 2026-04-23 | 80 | $25.22 |
| 2026-04-22 | 548 | $25.19 |
| 2026-04-21 | 8,971 | $25.25 |
| 2026-04-20 | 4,624 | $25.25 |
| 2026-04-17 | 640 | $25.17 |
| 2026-04-16 | 651 | $25.20 |
| 2026-04-15 | 1,492 | $25.19 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 02072Q663 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.