Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 02210T207
Over the rolling 12-month window, securities of ALTSHARES TR EVENT-DRIVEN ETF failed to deliver in the NSCC's Continuous Net Settlement system on 193 settlement days, totaling 951,375 fail shares and peaking at 37,365 shares on 2026-03-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-24 | 1 | $12.30 |
| 2026-09-16 | 74 | $12.15 |
| 2026-09-15 | 158 | $12.21 |
| 2026-09-14 | 65 | $12.23 |
| 2026-09-11 | 1,066 | $12.22 |
| 2026-09-10 | 149 | $12.25 |
| 2026-09-08 | 11 | $12.28 |
| 2026-09-04 | 57 | $12.26 |
| 2026-09-03 | 45 | $12.27 |
| 2026-09-01 | 2 | $12.23 |
| 2026-08-31 | 61 | $12.28 |
| 2026-08-28 | 459 | $12.29 |
| 2026-08-27 | 470 | $12.30 |
| 2026-08-18 | 506 | $12.35 |
| 2026-08-17 | 1,725 | $12.39 |
| 2026-08-14 | 1,963 | $12.36 |
| 2026-08-13 | 200 | $12.35 |
| 2026-08-12 | 1,460 | $12.35 |
| 2026-08-11 | 1,897 | $12.35 |
| 2026-08-10 | 841 | $12.36 |
| 2026-08-07 | 416 | $12.33 |
| 2026-08-06 | 416 | $12.33 |
| 2026-08-05 | 416 | $12.32 |
| 2026-08-04 | 416 | $12.26 |
| 2026-07-24 | 10,613 | $12.16 |
| 2026-07-23 | 14,227 | $12.17 |
| 2026-07-22 | 14,368 | $12.16 |
| 2026-07-21 | 11,696 | $12.18 |
| 2026-07-20 | 230 | $12.23 |
| 2026-07-15 | 1,677 | $12.19 |
| 2026-07-14 | 1,678 | $12.19 |
| 2026-07-13 | 1,196 | $12.17 |
| 2026-07-09 | 499 | $12.18 |
| 2026-07-08 | 624 | $12.18 |
| 2026-07-07 | 597 | $12.08 |
| 2026-06-25 | 792 | $12.12 |
| 2026-06-23 | 117 | $12.04 |
| 2026-06-22 | 446 | $12.00 |
| 2026-06-18 | 317 | $12.00 |
| 2026-06-17 | 573 | $12.03 |
| 2026-06-16 | 255 | $11.99 |
| 2026-06-15 | 354 | $12.03 |
| 2026-06-04 | 69 | $11.86 |
| 2026-06-01 | 59 | $11.93 |
| 2026-05-26 | 947 | $11.88 |
| 2026-05-22 | 1,048 | $11.89 |
| 2026-05-21 | 1,079 | $11.87 |
| 2026-05-19 | 506 | $11.83 |
| 2026-05-18 | 211 | $11.83 |
| 2026-05-15 | 358 | $11.80 |
| 2026-05-14 | 147 | $11.85 |
| 2026-05-13 | 309 | $11.84 |
| 2026-05-12 | 6 | $11.87 |
| 2026-05-11 | 201 | $11.90 |
| 2026-05-07 | 225 | $11.94 |
| 2026-05-06 | 774 | $11.88 |
| 2026-05-05 | 969 | $11.85 |
| 2026-04-30 | 218 | $11.85 |
| 2026-04-24 | 2 | $11.91 |
| 2026-04-23 | 1 | $11.93 |
| 2026-04-22 | 91 | $11.94 |
| 2026-03-30 | 1 | $11.60 |
| 2026-03-26 | 145 | $11.70 |
| 2026-03-24 | 2,820 | $11.68 |
| 2026-03-23 | 37,365 | $11.61 |
| 2026-03-20 | 28,670 | $11.67 |
| 2026-03-19 | 1,382 | $11.64 |
| 2026-03-18 | 21,931 | $11.73 |
| 2026-03-17 | 15,118 | $11.70 |
| 2026-03-16 | 16,179 | $11.61 |
| 2026-03-13 | 21,047 | $11.67 |
| 2026-03-12 | 9,840 | $11.69 |
| 2026-03-11 | 6,561 | $11.69 |
| 2026-03-10 | 4,281 | $11.71 |
| 2026-03-09 | 39 | $11.69 |
| 2026-03-06 | 1 | $11.73 |
| 2026-03-04 | 16 | $11.75 |
| 2026-03-03 | 2 | $11.79 |
| 2026-03-02 | 270 | $11.79 |
| 2026-02-27 | 6,232 | $11.81 |
| 2026-02-26 | 13,051 | $11.72 |
| 2026-02-25 | 11,275 | $11.72 |
| 2026-02-24 | 10,246 | $11.67 |
| 2026-02-23 | 10,107 | $11.68 |
| 2026-02-20 | 1,670 | $11.70 |
| 2026-02-19 | 2,334 | $11.68 |
| 2026-02-18 | 1,531 | $11.69 |
| 2026-02-12 | 805 | $11.65 |
| 2026-02-11 | 33 | $11.69 |
| 2026-02-10 | 1,561 | $11.66 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 02210T207 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.