Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 030420103
Over the rolling 12-month window, securities of AMERICAN WATER WORKS COMPANY I failed to deliver in the NSCC's Continuous Net Settlement system on 73 settlement days, totaling 421,043 fail shares and peaking at 104,948 shares on 2026-05-11. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 364 | $129.80 |
| 2026-09-28 | 2,569 | $130.91 |
| 2026-09-25 | 7,553 | $131.53 |
| 2026-09-23 | 151,684 | $133.82 |
| 2026-09-22 | 13,795 | $133.97 |
| 2026-09-21 | 79,603 | $135.90 |
| 2026-09-11 | 1,286 | $139.84 |
| 2026-09-10 | 7,818 | $140.33 |
| 2026-08-12 | 15 | $136.06 |
| 2026-08-11 | 8 | $135.45 |
| 2026-08-04 | 343 | $131.30 |
| 2026-08-03 | 7,020 | $134.17 |
| 2026-07-31 | 107 | $136.81 |
| 2026-07-29 | 378 | $138.04 |
| 2026-07-28 | 7,963 | $134.56 |
| 2026-07-27 | 8,967 | $134.66 |
| 2026-07-10 | 151 | $130.55 |
| 2026-07-07 | 68,845 | $133.09 |
| 2026-07-06 | 1,161 | $136.86 |
| 2026-07-02 | 20,400 | $131.79 |
| 2026-07-01 | 20,459 | $131.58 |
| 2026-06-30 | 89,024 | $132.50 |
| 2026-06-29 | 1,809 | $132.68 |
| 2026-06-25 | 2,916 | $129.64 |
| 2026-06-24 | 126 | $126.60 |
| 2026-06-23 | 3,048 | $124.92 |
| 2026-06-22 | 600 | $125.07 |
| 2026-06-17 | 1,591 | $128.47 |
| 2026-06-15 | 68 | $126.31 |
| 2026-06-12 | 3,012 | $124.45 |
| 2026-06-10 | 40 | $125.53 |
| 2026-06-05 | 36,695 | $122.25 |
| 2026-06-04 | 5,479 | $123.81 |
| 2026-06-03 | 16,493 | $123.68 |
| 2026-05-29 | 953 | $122.35 |
| 2026-05-26 | 160 | $125.20 |
| 2026-05-22 | 974 | $123.88 |
| 2026-05-19 | 148 | $124.83 |
| 2026-05-14 | 45 | $127.37 |
| 2026-05-13 | 11,815 | $127.65 |
| 2026-05-11 | 104,948 | $125.05 |
| 2026-05-07 | 19 | $125.68 |
| 2026-05-06 | 4,914 | $126.05 |
| 2026-04-24 | 834 | $134.97 |
| 2026-04-15 | 3 | $133.39 |
| 2026-04-10 | 78 | $139.25 |
| 2026-04-08 | 213 | $135.37 |
| 2026-04-06 | 256 | $138.14 |
| 2026-04-01 | 73 | $136.09 |
| 2026-03-31 | 147 | $138.82 |
| 2026-03-30 | 1,197 | $136.86 |
| 2026-03-27 | 12,956 | $137.51 |
| 2026-03-25 | 4,840 | $133.58 |
| 2026-03-24 | 3,505 | $135.73 |
| 2026-03-23 | 978 | $135.79 |
| 2026-03-20 | 9,120 | $137.10 |
| 2026-03-18 | 36,351 | $138.23 |
| 2026-03-17 | 1,350 | $139.12 |
| 2026-03-16 | 2 | $139.69 |
| 2026-03-10 | 49,753 | $137.73 |
| 2026-03-09 | 299 | $137.49 |
| 2026-03-06 | 1,441 | $134.63 |
| 2026-03-03 | 14 | $135.44 |
| 2026-02-27 | 294 | $134.32 |
| 2026-02-13 | 423 | $128.37 |
| 2026-01-21 | 23,742 | $131.42 |
| 2026-01-16 | 921 | $133.35 |
| 2026-01-13 | 2,433 | $130.30 |
| 2025-12-19 | 16,560 | $133.02 |
| 2025-12-18 | 4 | $134.01 |
| 2025-12-17 | 113 | $132.72 |
| 2025-12-15 | 1,540 | $131.55 |
| 2025-12-12 | 2,327 | $130.09 |
| 2025-12-09 | 20,871 | $128.46 |
| 2025-12-05 | 896 | $128.93 |
| 2025-11-25 | 3,100 | $131.51 |
| 2025-11-19 | 279 | $129.91 |
| 2025-11-18 | 4,242 | $132.68 |
| 2025-11-13 | 1,456 | $129.77 |
| 2025-11-12 | 1,523 | $130.01 |
| 2025-10-30 | 45 | $130.06 |
| 2025-10-24 | 93 | $142.58 |
| 2025-10-20 | 400 | $143.81 |
| 2025-10-16 | 330 | $142.53 |
| 2025-10-14 | 1,578 | $139.63 |
| 2025-10-10 | 1,860 | $141.05 |
| 2025-10-06 | 380 | $137.75 |
| 2025-10-03 | 10 | $135.59 |
| 2025-09-25 | 16,705 | $136.41 |
| 2025-09-22 | 8 | $135.06 |
Showing 90 most recent of 107.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 030420103 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.