Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 03217C205
Over the rolling 12-month window, securities of AMS-OSRAM AG ADR NEW(AUT) failed to deliver in the NSCC's Continuous Net Settlement system on 20 settlement days, totaling 63,894 fail shares and peaking at 18,916 shares on 2026-05-28. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 1,086 | $13.62 |
| 2026-09-29 | 308 | $12.60 |
| 2026-09-28 | 4,723 | $12.37 |
| 2026-09-25 | 17,666 | $12.65 |
| 2026-09-24 | 917 | $14.58 |
| 2026-09-23 | 663 | $12.86 |
| 2026-08-31 | 3 | $11.04 |
| 2026-08-14 | 466 | $11.99 |
| 2026-07-30 | 1,169 | $9.29 |
| 2026-07-29 | 1,669 | $9.79 |
| 2026-07-24 | 272 | $9.99 |
| 2026-07-23 | 2,871 | $10.45 |
| 2026-07-08 | 25,000 | $11.28 |
| 2026-07-06 | 4,242 | $11.79 |
| 2026-07-02 | 62,831 | $10.48 |
| 2026-06-16 | 360 | $12.15 |
| 2026-06-08 | 1,633 | $10.00 |
| 2026-06-05 | 1,299 | $13.18 |
| 2026-06-04 | 17,049 | $13.25 |
| 2026-06-03 | 4,000 | $13.40 |
| 2026-05-29 | 3,900 | $12.95 |
| 2026-05-28 | 18,916 | $13.60 |
| 2026-05-27 | 11,107 | $14.31 |
| 2026-05-26 | 7,529 | $15.10 |
| 2026-05-22 | 9,262 | $12.82 |
| 2026-05-21 | 1,224 | $12.65 |
| 2026-05-18 | 5,600 | $11.85 |
| 2026-05-15 | 2,892 | $11.72 |
| 2026-05-14 | 825 | $11.96 |
| 2026-05-13 | 340 | $11.83 |
| 2026-05-12 | 722 | $12.61 |
| 2026-05-11 | 1,000 | $11.23 |
| 2025-12-04 | 130 | $4.84 |
| 2025-12-03 | 130 | $4.21 |
| 2025-12-02 | 100 | $4.19 |
| 2025-11-26 | 50 | $4.81 |
| 2025-11-25 | 50 | $4.81 |
| 2025-11-10 | 39 | $6.09 |
| 2025-11-07 | 39 | $6.09 |
| 2025-11-06 | 39 | $6.46 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 03217C205 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.