Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 037400108
Over the rolling 12-month window, securities of AOZORA BANK LTD SPONS ADR (JAP failed to deliver in the NSCC's Continuous Net Settlement system on 4 settlement days, totaling 3,218 fail shares and peaking at 1,166 shares on 2025-11-18. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-03-25 | 443 | $3.93 |
| 2026-03-24 | 443 | $3.93 |
| 2025-11-19 | 1,166 | $4.05 |
| 2025-11-18 | 1,166 | $4.05 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 037400108 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.