Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 03761U601
Over the rolling 12-month window, securities of MIDCAP FINL INVT CORP NT 8% NO failed to deliver in the NSCC's Continuous Net Settlement system on 64 settlement days, totaling 23,645 fail shares and peaking at 1,479 shares on 2025-06-04. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-14 | 505 | $25.06 |
| 2026-09-01 | 27 | $25.59 |
| 2026-08-27 | 5 | $25.56 |
| 2026-08-26 | 313 | $25.55 |
| 2026-08-21 | 174 | $25.40 |
| 2026-08-19 | 70 | $25.45 |
| 2026-08-18 | 109 | $25.47 |
| 2026-07-21 | 8 | $25.34 |
| 2026-07-20 | 10 | $25.45 |
| 2026-07-08 | 16 | $25.33 |
| 2026-06-04 | 305 | $25.26 |
| 2026-05-26 | 102 | $25.55 |
| 2026-05-22 | 2 | $25.46 |
| 2026-05-19 | 113 | $25.45 |
| 2026-05-18 | 113 | $25.39 |
| 2026-05-15 | 138 | $25.42 |
| 2026-05-07 | 121 | $25.50 |
| 2026-05-06 | 133 | $25.53 |
| 2026-05-01 | 429 | $25.42 |
| 2026-04-30 | 441 | $25.40 |
| 2026-04-29 | 241 | $25.39 |
| 2026-04-28 | 541 | $25.37 |
| 2026-04-27 | 252 | $25.30 |
| 2026-04-22 | 113 | $25.30 |
| 2026-04-21 | 217 | $25.35 |
| 2026-04-20 | 49 | $25.30 |
| 2026-04-16 | 115 | $25.21 |
| 2026-04-15 | 116 | $25.22 |
| 2026-04-14 | 316 | $25.20 |
| 2026-04-13 | 316 | $25.18 |
| 2026-04-10 | 316 | $25.10 |
| 2026-04-02 | 5 | $25.28 |
| 2026-03-12 | 990 | $25.21 |
| 2026-03-11 | 779 | $25.20 |
| 2026-02-10 | 101 | $25.46 |
| 2026-02-09 | 101 | $25.45 |
| 2026-01-16 | 11 | $25.25 |
| 2025-12-12 | 299 | $25.14 |
| 2025-12-05 | 295 | $25.18 |
| 2025-12-04 | 295 | $25.12 |
| 2025-12-02 | 33 | $25.07 |
| 2025-10-23 | 138 | $25.27 |
| 2025-10-21 | 85 | $25.32 |
| 2025-10-08 | 397 | $25.38 |
| 2025-10-03 | 1,148 | $25.33 |
| 2025-09-24 | 200 | $25.29 |
| 2025-09-23 | 364 | $25.25 |
| 2025-09-17 | 852 | $25.31 |
| 2025-08-28 | 101 | $25.61 |
| 2025-08-19 | 9 | $25.59 |
| 2025-08-18 | 13 | $25.62 |
| 2025-08-15 | 212 | $25.64 |
| 2025-08-14 | 135 | $25.49 |
| 2025-08-13 | 29 | $25.56 |
| 2025-08-12 | 127 | $25.56 |
| 2025-08-11 | 53 | $25.45 |
| 2025-08-08 | 359 | $25.38 |
| 2025-08-07 | 459 | $25.43 |
| 2025-08-06 | 14 | $25.46 |
| 2025-08-01 | 1,100 | $25.43 |
| 2025-07-30 | 333 | $25.49 |
| 2025-07-29 | 334 | $25.45 |
| 2025-07-15 | 42 | $25.53 |
| 2025-07-14 | 697 | $25.53 |
| 2025-07-11 | 705 | $25.54 |
| 2025-07-03 | 173 | $25.39 |
| 2025-06-30 | 1,380 | $25.37 |
| 2025-06-27 | 1,380 | $25.31 |
| 2025-06-26 | 387 | $25.38 |
| 2025-06-25 | 1,387 | $25.42 |
| 2025-06-24 | 947 | $25.34 |
| 2025-06-20 | 200 | $25.24 |
| 2025-06-06 | 64 | $25.22 |
| 2025-06-05 | 1,249 | $25.16 |
| 2025-06-04 | 1,479 | $25.21 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 03761U601 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.