Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 03834T102
Over the rolling 12-month window, securities of APPSWARM INC failed to deliver in the NSCC's Continuous Net Settlement system on 3 settlement days, totaling 1,486,050 fail shares and peaking at 743,000 shares on 2025-11-17. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-06-12 | 1 | — |
| 2026-02-25 | 50 | — |
| 2025-11-17 | 743,000 | — |
| 2025-11-14 | 743,000 | — |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 03834T102 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.