Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 03837J200
Over the rolling 12-month window, securities of AQUA METALS INC COM STK NEW failed to deliver in the NSCC's Continuous Net Settlement system on 26 settlement days, totaling 2,028,780 fail shares and peaking at 982,456 shares on 2025-07-10. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-08-04 | 1,550 | $0.39 |
| 2025-08-01 | 5,380 | $0.38 |
| 2025-07-31 | 21,869 | $0.45 |
| 2025-07-30 | 19,446 | $0.44 |
| 2025-07-28 | 1,924 | $0.52 |
| 2025-07-22 | 30,478 | $0.59 |
| 2025-07-21 | 39,454 | $0.61 |
| 2025-07-17 | 2,043 | $0.60 |
| 2025-07-16 | 18,078 | $0.59 |
| 2025-07-14 | 183,855 | $0.51 |
| 2025-07-11 | 299,958 | $0.56 |
| 2025-07-10 | 982,456 | $0.58 |
| 2025-07-07 | 740 | $0.53 |
| 2025-07-03 | 87 | $0.56 |
| 2025-07-01 | 4,872 | $0.49 |
| 2025-06-30 | 6,803 | $0.52 |
| 2025-06-26 | 9,740 | $0.55 |
| 2025-06-25 | 104,237 | $0.58 |
| 2025-06-24 | 122,417 | $0.59 |
| 2025-06-23 | 133,240 | $0.63 |
| 2025-06-17 | 2,040 | $0.80 |
| 2025-06-16 | 11,760 | $0.78 |
| 2025-06-13 | 19 | $0.80 |
| 2025-06-11 | 21,617 | $0.98 |
| 2025-06-10 | 2,844 | $0.89 |
| 2025-06-09 | 1,873 | $0.76 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 03837J200 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.