Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 03837J309
Over the rolling 12-month window, securities of AQUA METALS INC COM PAR $0.001 failed to deliver in the NSCC's Continuous Net Settlement system on 132 settlement days, totaling 1,344,999 fail shares and peaking at 197,597 shares on 2025-10-14. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-06 | 1,000 | $2.10 |
| 2026-10-01 | 250 | $2.47 |
| 2026-09-30 | 268 | $2.64 |
| 2026-09-29 | 17 | $2.52 |
| 2026-09-25 | 125 | $2.49 |
| 2026-09-24 | 171 | $2.47 |
| 2026-09-22 | 6 | $2.49 |
| 2026-09-17 | 893 | $2.26 |
| 2026-09-16 | 777 | $2.24 |
| 2026-09-15 | 1,180 | $2.25 |
| 2026-09-08 | 93 | $3.00 |
| 2026-08-03 | 118 | $2.53 |
| 2026-07-30 | 2,383 | $2.75 |
| 2026-07-10 | 1,585 | $2.69 |
| 2026-07-07 | 318 | $2.83 |
| 2026-07-01 | 859 | $2.89 |
| 2026-06-30 | 565 | $2.97 |
| 2026-06-29 | 10,476 | $2.91 |
| 2026-06-26 | 11,950 | $2.88 |
| 2026-06-23 | 2,840 | $3.15 |
| 2026-06-17 | 1,048 | $3.33 |
| 2026-06-15 | 9,585 | $2.75 |
| 2026-06-12 | 67,160 | $2.77 |
| 2026-06-10 | 171 | $3.32 |
| 2026-06-03 | 6,202 | $3.88 |
| 2026-06-01 | 1,581 | $4.22 |
| 2026-05-29 | 444 | $4.08 |
| 2026-05-19 | 126 | $3.98 |
| 2026-05-14 | 699 | $5.01 |
| 2026-05-08 | 64 | $5.14 |
| 2026-05-07 | 1,648 | $5.60 |
| 2026-05-05 | 198 | $5.32 |
| 2026-04-30 | 499 | $4.60 |
| 2026-04-28 | 4,878 | $4.60 |
| 2026-04-27 | 542 | $4.67 |
| 2026-04-24 | 40 | $4.40 |
| 2026-04-23 | 40 | $4.67 |
| 2026-04-20 | 107 | $4.40 |
| 2026-04-17 | 560 | $4.38 |
| 2026-04-09 | 2,231 | $4.07 |
| 2026-04-07 | 100 | $3.85 |
| 2026-04-01 | 1,389 | $4.28 |
| 2026-03-27 | 1,870 | $3.82 |
| 2026-03-24 | 530 | $4.14 |
| 2026-03-23 | 1,194 | $4.30 |
| 2026-03-20 | 309 | $4.25 |
| 2026-03-18 | 772 | $4.60 |
| 2026-03-13 | 33 | $4.92 |
| 2026-03-11 | 654 | $4.72 |
| 2026-03-10 | 3,142 | $4.90 |
| 2026-03-02 | 564 | $4.90 |
| 2026-02-27 | 564 | $5.04 |
| 2026-02-26 | 642 | $5.09 |
| 2026-02-23 | 2,681 | $4.79 |
| 2026-02-20 | 3,731 | $4.76 |
| 2026-02-18 | 3,775 | $4.63 |
| 2026-02-13 | 12,023 | $4.36 |
| 2026-02-12 | 12,368 | $4.32 |
| 2026-02-11 | 2,459 | $4.64 |
| 2026-02-10 | 1,726 | $4.82 |
| 2026-02-09 | 1,761 | $4.77 |
| 2026-02-05 | 132 | $4.64 |
| 2026-02-04 | 5,317 | $4.89 |
| 2026-02-03 | 2 | $4.84 |
| 2026-02-02 | 1,618 | $4.77 |
| 2026-01-30 | 2,297 | $5.21 |
| 2026-01-29 | 6,718 | $5.27 |
| 2026-01-28 | 2,858 | $5.43 |
| 2026-01-27 | 3,096 | $5.19 |
| 2026-01-26 | 9,542 | $5.03 |
| 2026-01-23 | 3,919 | $5.52 |
| 2026-01-22 | 109,544 | $5.77 |
| 2026-01-21 | 2 | $6.16 |
| 2026-01-20 | 2 | $6.15 |
| 2026-01-15 | 2 | $6.15 |
| 2026-01-14 | 1,278 | $5.81 |
| 2026-01-12 | 4,493 | $5.51 |
| 2026-01-09 | 85 | $5.48 |
| 2026-01-08 | 2 | $5.54 |
| 2026-01-07 | 289 | $5.64 |
| 2026-01-05 | 824 | $5.33 |
| 2025-12-24 | 118 | $5.36 |
| 2025-12-23 | 20 | $5.74 |
| 2025-12-22 | 3,644 | $5.41 |
| 2025-12-15 | 75 | $6.45 |
| 2025-12-12 | 945 | $7.01 |
| 2025-12-11 | 3,700 | $7.18 |
| 2025-12-10 | 6,970 | $7.33 |
| 2025-12-09 | 35 | $7.00 |
| 2025-12-08 | 46 | $7.19 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 03837J309 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.