Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 03990B101
Over the rolling 12-month window, securities of ARES MGMT CORP COM CL A (DE) failed to deliver in the NSCC's Continuous Net Settlement system on 90 settlement days, totaling 2,030,230 fail shares and peaking at 820,200 shares on 2025-12-11. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-29 | 58,184 | $118.34 |
| 2026-09-24 | 42 | $121.48 |
| 2026-09-23 | 2,008 | $124.72 |
| 2026-09-18 | 14,459 | $125.32 |
| 2026-09-16 | 967 | $129.10 |
| 2026-09-15 | 110,507 | $131.52 |
| 2026-09-14 | 15 | $131.64 |
| 2026-09-11 | 16,564 | $130.63 |
| 2026-09-09 | 27,888 | $138.62 |
| 2026-09-08 | 319 | $140.15 |
| 2026-09-04 | 15 | $141.52 |
| 2026-08-26 | 3,624 | $142.76 |
| 2026-08-25 | 789 | $140.01 |
| 2026-08-24 | 18,432 | $141.25 |
| 2026-08-21 | 215 | $140.23 |
| 2026-08-20 | 292 | $143.10 |
| 2026-08-18 | 1,783 | $141.34 |
| 2026-08-17 | 200 | $144.02 |
| 2026-08-14 | 1,740 | $149.45 |
| 2026-08-12 | 20,124 | $143.11 |
| 2026-08-11 | 547 | $137.66 |
| 2026-08-05 | 7,241 | $142.91 |
| 2026-08-04 | 11,033 | $138.57 |
| 2026-08-03 | 824 | $128.09 |
| 2026-07-31 | 8,136 | $124.12 |
| 2026-07-28 | 9 | $127.76 |
| 2026-07-24 | 37,745 | $121.28 |
| 2026-07-21 | 23,278 | $121.27 |
| 2026-07-20 | 1,448 | $125.68 |
| 2026-07-17 | 121 | $125.43 |
| 2026-07-16 | 4 | $124.79 |
| 2026-07-15 | 19,147 | $120.30 |
| 2026-07-14 | 98,603 | $120.45 |
| 2026-07-13 | 63 | $121.81 |
| 2026-07-09 | 97 | $118.00 |
| 2026-07-08 | 26,237 | $120.70 |
| 2026-07-07 | 82 | $121.83 |
| 2026-07-06 | 40 | $116.90 |
| 2026-07-01 | 366 | $111.31 |
| 2026-06-29 | 23,489 | $109.13 |
| 2026-06-23 | 755 | $125.90 |
| 2026-06-22 | 2,024 | $129.34 |
| 2026-06-18 | 1,091 | $128.35 |
| 2026-06-16 | 9,444 | $135.36 |
| 2026-06-15 | 11,330 | $134.90 |
| 2026-06-12 | 1,552 | $132.82 |
| 2026-06-09 | 5,174 | $126.87 |
| 2026-06-08 | 380 | $125.65 |
| 2026-06-04 | 1,786 | $123.10 |
| 2026-06-02 | 3 | $128.74 |
| 2026-06-01 | 2,136 | $128.50 |
| 2026-05-29 | 2,977 | $126.00 |
| 2026-05-28 | 1,087 | $126.58 |
| 2026-05-27 | 71 | $125.28 |
| 2026-05-26 | 16,456 | $124.41 |
| 2026-05-20 | 71 | $121.11 |
| 2026-05-19 | 346 | $123.70 |
| 2026-05-18 | 68,350 | $123.41 |
| 2026-05-07 | 85,668 | $123.86 |
| 2026-05-05 | 92,174 | $119.98 |
| 2026-04-28 | 48,414 | $112.18 |
| 2026-04-20 | 2,935 | $117.78 |
| 2026-03-30 | 500 | $106.28 |
| 2026-03-25 | 20 | $106.04 |
| 2026-03-23 | 22 | $105.87 |
| 2026-03-17 | 2,616 | $100.51 |
| 2026-03-16 | 2,679 | $101.76 |
| 2026-03-12 | 70,072 | $103.46 |
| 2026-03-04 | 987 | $112.65 |
| 2026-03-02 | 27,169 | $112.01 |
| 2026-02-27 | 23,299 | $118.08 |
| 2026-02-26 | 23,141 | $119.18 |
| 2026-02-25 | 28,837 | $117.16 |
| 2026-02-24 | 23 | $114.57 |
| 2026-02-20 | 96 | $129.85 |
| 2026-02-18 | 28,562 | $130.41 |
| 2026-02-12 | 69 | $137.38 |
| 2026-02-05 | 757 | $137.22 |
| 2026-01-29 | 6,614 | $149.80 |
| 2026-01-23 | 1,314 | $161.52 |
| 2026-01-22 | 11,744 | $162.34 |
| 2026-01-21 | 104,572 | $163.16 |
| 2026-01-20 | 32 | $169.69 |
| 2026-01-14 | 1,592 | $169.21 |
| 2026-01-13 | 5,501 | $174.29 |
| 2026-01-12 | 9 | $175.91 |
| 2026-01-06 | 299 | $172.05 |
| 2026-01-05 | 343 | $166.33 |
| 2026-01-02 | 319 | $161.63 |
| 2025-12-31 | 3,802 | $163.23 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 03990B101 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.