Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 040919102
Over the rolling 12-month window, securities of ARK 21SHARES BITCOIN ETF SHS B failed to deliver in the NSCC's Continuous Net Settlement system on 36 settlement days, totaling 1,014,541 fail shares and peaking at 260,630 shares on 2026-04-15. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-01 | 1,400 | $27.69 |
| 2026-09-25 | 171,678 | $27.99 |
| 2026-09-21 | 8,711 | $26.93 |
| 2026-09-17 | 227,186 | $25.16 |
| 2026-09-11 | 17 | $25.58 |
| 2026-09-10 | 16 | $25.94 |
| 2026-09-09 | 7,788 | $26.01 |
| 2026-09-08 | 9,926 | $26.47 |
| 2026-09-04 | 15,197 | $27.12 |
| 2026-09-03 | 2,138 | $25.63 |
| 2026-08-24 | 359,030 | $25.55 |
| 2026-08-07 | 29 | $21.35 |
| 2026-08-06 | 1,715 | $21.50 |
| 2026-08-04 | 202 | $21.17 |
| 2026-07-20 | 53,991 | $21.28 |
| 2026-07-14 | 2,810 | $20.63 |
| 2026-06-15 | 4,627 | $21.08 |
| 2026-06-12 | 10,738 | $21.08 |
| 2026-06-08 | 21 | $20.00 |
| 2026-05-28 | 1,712 | $24.84 |
| 2026-05-08 | 4,120 | $26.58 |
| 2026-04-23 | 29 | $26.17 |
| 2026-04-15 | 260,630 | $24.66 |
| 2026-04-14 | 118,860 | $24.35 |
| 2026-04-02 | 2,276 | $22.62 |
| 2026-03-24 | 459 | $23.45 |
| 2026-03-17 | 25 | $24.55 |
| 2026-03-12 | 49,325 | $23.46 |
| 2026-03-06 | 423 | $23.64 |
| 2026-03-04 | 100,984 | $22.65 |
| 2026-02-23 | 2,730 | $22.48 |
| 2026-02-05 | 116,985 | $24.35 |
| 2026-02-04 | 75 | $25.36 |
| 2026-01-21 | 3 | $29.73 |
| 2026-01-16 | 1,454 | $31.63 |
| 2026-01-12 | 42 | $29.95 |
| 2025-12-26 | 37 | $28.97 |
| 2025-12-16 | 1,840 | $28.48 |
| 2025-12-10 | 70 | $30.92 |
| 2025-10-31 | 1 | $35.33 |
| 2025-10-27 | 9 | $36.74 |
| 2025-10-22 | 24,841 | $37.18 |
| 2025-10-14 | 66,175 | $38.51 |
| 2025-09-29 | 2,138 | $36.28 |
| 2025-08-08 | 1,500 | $39.10 |
| 2025-08-07 | 2,289 | $38.32 |
| 2025-07-25 | 79 | $39.57 |
| 2025-07-08 | 1,478 | $35.92 |
| 2025-07-02 | 42 | $35.02 |
| 2025-06-24 | 2,909 | $34.32 |
| 2025-06-20 | 65,984 | $34.52 |
| 2025-06-18 | 108,350 | $34.82 |
| 2025-06-17 | 26,978 | $36.15 |
| 2025-06-16 | 11 | $104.89 |
| 2025-06-06 | 49,678 | $101.62 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 040919102 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.