Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 04368A204
Over the rolling 12-month window, securities of ASEP MED HLDGS INC COM NEW (CA failed to deliver in the NSCC's Continuous Net Settlement system on 5 settlement days, totaling 28,973 fail shares and peaking at 7,243 shares on 2025-11-20. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-11-25 | 7,243 | $0.01 |
| 2025-11-24 | 7,243 | $0.01 |
| 2025-11-21 | 7,243 | $0.01 |
| 2025-11-20 | 7,243 | $0.01 |
| 2025-10-01 | 1 | $0.30 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 04368A204 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.