Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 05759B115
Over the rolling 12-month window, securities of BAKKT INC WT EXP (DE) 10/25/20 failed to deliver in the NSCC's Continuous Net Settlement system on 111 settlement days, totaling 280,773 fail shares and peaking at 18,978 shares on 2025-09-30. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-06-11 | 5,799 | $0.06 |
| 2026-06-10 | 5,759 | $0.06 |
| 2026-06-09 | 5,759 | $0.06 |
| 2026-05-20 | 807 | $0.07 |
| 2026-05-19 | 1,207 | $0.07 |
| 2026-05-12 | 3,184 | $0.11 |
| 2026-05-11 | 3,184 | $0.12 |
| 2026-05-06 | 100 | $0.09 |
| 2026-05-05 | 100 | $0.06 |
| 2026-04-16 | 821 | $0.12 |
| 2026-04-14 | 1,302 | $0.13 |
| 2026-04-13 | 1,302 | $0.13 |
| 2026-04-10 | 2,210 | $0.13 |
| 2026-04-09 | 908 | $0.14 |
| 2026-04-08 | 2,505 | $0.14 |
| 2026-04-07 | 2,680 | $0.12 |
| 2026-03-16 | 1,950 | $0.14 |
| 2026-03-13 | 1,950 | $0.16 |
| 2026-03-10 | 755 | $0.13 |
| 2026-03-09 | 755 | $0.13 |
| 2026-03-03 | 447 | $0.14 |
| 2026-03-02 | 159 | $0.14 |
| 2026-02-27 | 2,715 | $0.13 |
| 2026-02-25 | 1,050 | $0.16 |
| 2026-02-24 | 900 | $0.16 |
| 2026-02-23 | 900 | $0.16 |
| 2026-02-19 | 2,880 | $0.14 |
| 2026-02-18 | 1,757 | $0.15 |
| 2026-02-17 | 1,767 | $0.14 |
| 2026-02-12 | 1,430 | $0.15 |
| 2026-02-11 | 9,050 | $0.14 |
| 2026-02-10 | 9,550 | $0.15 |
| 2026-02-09 | 9,449 | $0.15 |
| 2026-02-05 | 7,955 | $0.14 |
| 2026-02-04 | 9,956 | $0.14 |
| 2026-02-03 | 8,386 | $0.13 |
| 2026-01-23 | 2,203 | $0.17 |
| 2026-01-22 | 2,303 | $0.16 |
| 2026-01-16 | 76 | $0.17 |
| 2026-01-15 | 2,353 | $0.17 |
| 2026-01-14 | 1,738 | $0.17 |
| 2026-01-13 | 4,315 | $0.18 |
| 2026-01-05 | 5,141 | $0.16 |
| 2025-12-30 | 113 | $0.16 |
| 2025-12-29 | 3,105 | $0.16 |
| 2025-12-26 | 5,942 | $0.18 |
| 2025-12-24 | 6,043 | $0.18 |
| 2025-12-23 | 95 | $0.16 |
| 2025-12-22 | 529 | $0.18 |
| 2025-12-19 | 2,729 | $0.17 |
| 2025-12-18 | 2,729 | $0.18 |
| 2025-12-17 | 1,809 | $0.18 |
| 2025-12-16 | 1,237 | $0.20 |
| 2025-12-12 | 4,074 | $0.22 |
| 2025-12-11 | 2,649 | $0.18 |
| 2025-12-10 | 430 | $0.18 |
| 2025-12-09 | 530 | $0.19 |
| 2025-12-08 | 730 | $0.17 |
| 2025-12-04 | 745 | $0.20 |
| 2025-12-03 | 845 | $0.20 |
| 2025-11-28 | 395 | $0.18 |
| 2025-11-26 | 395 | $0.17 |
| 2025-11-24 | 194 | $0.16 |
| 2025-11-21 | 645 | $0.16 |
| 2025-11-20 | 45 | $0.17 |
| 2025-11-13 | 66 | $0.22 |
| 2025-11-12 | 77 | $0.22 |
| 2025-11-10 | 226 | $0.25 |
| 2025-11-04 | 1,984 | $0.25 |
| 2025-11-03 | 1,984 | $0.29 |
| 2025-10-31 | 1,544 | $0.27 |
| 2025-10-28 | 1,669 | $0.29 |
| 2025-10-27 | 10,969 | $0.29 |
| 2025-10-22 | 437 | $0.28 |
| 2025-10-21 | 237 | $0.33 |
| 2025-10-15 | 1,463 | $0.36 |
| 2025-10-14 | 6,428 | $0.33 |
| 2025-10-10 | 7,050 | $0.36 |
| 2025-10-08 | 560 | $0.36 |
| 2025-10-07 | 159 | $0.42 |
| 2025-10-03 | 161 | $0.51 |
| 2025-09-30 | 18,978 | $0.40 |
| 2025-09-24 | 901 | $0.28 |
| 2025-09-23 | 3,890 | $0.23 |
| 2025-09-19 | 1,785 | $0.20 |
| 2025-09-16 | 670 | $0.18 |
| 2025-09-12 | 1,409 | $0.17 |
| 2025-09-11 | 5,691 | $0.18 |
| 2025-09-10 | 4,276 | $0.18 |
| 2025-09-04 | 966 | $0.17 |
Showing 90 most recent of 114.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 05759B115 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.