Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 06829D701
Over the rolling 12-month window, securities of BARON ETF TR RISK OPTIMIZED LA failed to deliver in the NSCC's Continuous Net Settlement system on 2 settlement days, totaling 2,718 fail shares and peaking at 1,414 shares on 2026-05-28. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-02 | 3 | $25.93 |
| 2026-09-29 | 1 | $26.05 |
| 2026-09-28 | 63 | $26.11 |
| 2026-09-25 | 1 | $26.03 |
| 2026-09-24 | 1 | $25.95 |
| 2026-09-23 | 101 | $26.18 |
| 2026-09-22 | 100 | $26.20 |
| 2026-09-16 | 16 | $25.50 |
| 2026-09-15 | 228 | $25.70 |
| 2026-09-14 | 230 | $25.76 |
| 2026-08-28 | 59 | $26.34 |
| 2026-08-27 | 31 | $26.10 |
| 2026-08-21 | 20 | $25.95 |
| 2026-08-20 | 20 | $26.23 |
| 2026-08-19 | 20 | $26.24 |
| 2026-08-18 | 20 | $26.38 |
| 2026-08-14 | 11 | $26.48 |
| 2026-08-10 | 23 | $26.23 |
| 2026-08-07 | 2 | $25.88 |
| 2026-08-06 | 2 | $25.97 |
| 2026-08-05 | 2 | $26.00 |
| 2026-08-04 | 11 | $25.49 |
| 2026-07-29 | 21 | $25.07 |
| 2026-07-23 | 5 | $25.14 |
| 2026-07-22 | 20 | $25.32 |
| 2026-07-21 | 22 | $25.24 |
| 2026-07-20 | 27 | $25.30 |
| 2026-07-16 | 23 | $25.71 |
| 2026-07-15 | 256 | $25.65 |
| 2026-07-14 | 472 | $25.47 |
| 2026-07-13 | 200 | $25.70 |
| 2026-07-10 | 311 | $25.75 |
| 2026-07-09 | 328 | $25.63 |
| 2026-07-08 | 111 | $25.75 |
| 2026-07-07 | 221 | $25.92 |
| 2026-07-06 | 105 | $25.67 |
| 2026-07-02 | 67 | $25.51 |
| 2026-07-01 | 38 | $25.56 |
| 2026-06-30 | 1,576 | $25.28 |
| 2026-06-29 | 1,875 | $24.85 |
| 2026-06-26 | 474 | $24.66 |
| 2026-06-25 | 73 | $24.78 |
| 2026-06-24 | 2 | $24.76 |
| 2026-06-12 | 20 | $24.69 |
| 2026-06-11 | 270 | $24.32 |
| 2026-06-10 | 319 | $24.68 |
| 2026-06-09 | 319 | $24.68 |
| 2026-06-08 | 331 | $24.73 |
| 2026-06-05 | 49 | $25.28 |
| 2026-06-03 | 103 | $25.42 |
| 2026-06-02 | 202 | $25.51 |
| 2026-06-01 | 1,460 | $25.27 |
| 2026-05-29 | 1,304 | $25.26 |
| 2026-05-28 | 1,414 | $24.99 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 06829D701 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.