Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 113004105
Over the rolling 12-month window, securities of BROOKFILED ASSET MGMT LTD CL A failed to deliver in the NSCC's Continuous Net Settlement system on 145 settlement days, totaling 8,131,640 fail shares and peaking at 796,545 shares on 2025-07-17. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 231,141 | $45.23 |
| 2026-10-13 | 411,966 | $45.83 |
| 2026-10-09 | 491 | $45.17 |
| 2026-10-08 | 33,593 | $44.50 |
| 2026-10-07 | 15 | $45.21 |
| 2026-10-06 | 29,631 | $44.73 |
| 2026-10-02 | 193,620 | $44.56 |
| 2026-10-01 | 212,456 | $44.58 |
| 2026-09-30 | 545,334 | $44.97 |
| 2026-09-29 | 179,357 | $44.50 |
| 2026-09-28 | 204 | $44.59 |
| 2026-09-25 | 35,380 | $44.58 |
| 2026-09-23 | 109,427 | $46.01 |
| 2026-09-22 | 104,378 | $46.22 |
| 2026-09-21 | 51,010 | $46.06 |
| 2026-09-17 | 23,280 | $45.18 |
| 2026-09-16 | 298 | $45.84 |
| 2026-09-11 | 3,493 | $47.24 |
| 2026-09-10 | 246,246 | $47.72 |
| 2026-09-09 | 67 | $48.87 |
| 2026-09-08 | 3,466 | $50.60 |
| 2026-09-04 | 27,848 | $50.29 |
| 2026-09-03 | 17,938 | $49.67 |
| 2026-09-01 | 32,764 | $51.50 |
| 2026-08-27 | 76,020 | $52.01 |
| 2026-08-24 | 2,241 | $52.30 |
| 2026-08-19 | 1,430 | $51.47 |
| 2026-08-18 | 9,904 | $52.57 |
| 2026-08-17 | 1,140 | $54.31 |
| 2026-08-14 | 27,575 | $55.86 |
| 2026-08-12 | 512 | $55.36 |
| 2026-08-07 | 8 | $53.17 |
| 2026-08-06 | 371 | $52.63 |
| 2026-08-05 | 116 | $51.94 |
| 2026-08-04 | 42,398 | $50.69 |
| 2026-08-03 | 11,000 | $48.40 |
| 2026-07-30 | 8,084 | $47.35 |
| 2026-07-28 | 6,553 | $47.56 |
| 2026-07-27 | 951 | $46.35 |
| 2026-07-23 | 877 | $46.41 |
| 2026-07-22 | 255 | $46.54 |
| 2026-07-21 | 382 | $47.37 |
| 2026-07-20 | 9,937 | $48.33 |
| 2026-07-17 | 15 | $49.57 |
| 2026-07-16 | 4,963 | $49.02 |
| 2026-07-15 | 18,417 | $47.52 |
| 2026-07-13 | 13,455 | $46.72 |
| 2026-07-10 | 29,708 | $46.17 |
| 2026-07-09 | 13,915 | $45.50 |
| 2026-07-08 | 5,098 | $46.57 |
| 2026-07-07 | 72,495 | $47.00 |
| 2026-07-06 | 5,039 | $45.87 |
| 2026-07-02 | 600 | $45.40 |
| 2026-07-01 | 54,026 | $44.85 |
| 2026-06-30 | 488 | $44.01 |
| 2026-06-24 | 9,888 | $46.96 |
| 2026-06-23 | 8,647 | $47.29 |
| 2026-06-22 | 31,204 | $47.44 |
| 2026-06-18 | 124,473 | $47.98 |
| 2026-06-17 | 125 | $48.58 |
| 2026-06-16 | 68,295 | $48.19 |
| 2026-06-11 | 4,628 | $45.70 |
| 2026-06-05 | 181,365 | $46.71 |
| 2026-06-04 | 17,272 | $45.25 |
| 2026-06-02 | 4,610 | $48.14 |
| 2026-05-28 | 5 | $48.99 |
| 2026-05-27 | 32,892 | $49.19 |
| 2026-05-20 | 20,382 | $46.99 |
| 2026-05-19 | 17,260 | $48.62 |
| 2026-05-18 | 39,540 | $47.92 |
| 2026-05-15 | 44,862 | $49.42 |
| 2026-05-13 | 18,959 | $48.74 |
| 2026-05-12 | 29,008 | $48.93 |
| 2026-05-08 | 192,689 | $48.79 |
| 2026-05-07 | 100,482 | $48.63 |
| 2026-05-04 | 13,925 | $47.98 |
| 2026-04-28 | 116 | $46.96 |
| 2026-04-23 | 700,000 | $48.51 |
| 2026-04-22 | 413,551 | $48.22 |
| 2026-04-21 | 29,749 | $49.05 |
| 2026-04-17 | 58,475 | $48.52 |
| 2026-04-16 | 79,563 | $48.83 |
| 2026-04-15 | 75,553 | $47.48 |
| 2026-04-14 | 38,006 | $46.33 |
| 2026-04-10 | 22,305 | $45.10 |
| 2026-04-09 | 9,430 | $45.26 |
| 2026-04-08 | 3,820 | $43.98 |
| 2026-04-07 | 170,743 | $44.22 |
| 2026-04-06 | 348,507 | $44.45 |
| 2026-04-02 | 381,729 | $44.08 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 113004105 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.