Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 14016P107
Over the rolling 12-month window, securities of CAPITAL-FORCE ETF TR CAPFORCE failed to deliver in the NSCC's Continuous Net Settlement system on 8 settlement days, totaling 394 fail shares and peaking at 120 shares on 2026-04-28. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-08-13 | 118 | $45.79 |
| 2026-08-12 | 114 | $45.77 |
| 2026-07-22 | 18 | $46.68 |
| 2026-07-20 | 62 | $46.59 |
| 2026-07-09 | 100 | $46.16 |
| 2026-07-08 | 100 | $47.15 |
| 2026-07-07 | 100 | $47.59 |
| 2026-07-06 | 128 | $47.04 |
| 2026-07-02 | 28 | $48.02 |
| 2026-07-01 | 28 | $48.93 |
| 2026-06-30 | 28 | $48.31 |
| 2026-06-17 | 223 | $47.78 |
| 2026-06-16 | 6 | $48.02 |
| 2026-05-14 | 19 | $46.79 |
| 2026-05-13 | 19 | $46.29 |
| 2026-05-08 | 3 | $45.76 |
| 2026-05-07 | 59 | $46.46 |
| 2026-05-06 | 59 | $46.24 |
| 2026-05-05 | 59 | $45.06 |
| 2026-05-04 | 56 | $45.44 |
| 2026-04-28 | 120 | $44.26 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 14016P107 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.