Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 14016P206
Over the rolling 12-month window, securities of CAPITAL-FORCE ETF TR CAPFORCE failed to deliver in the NSCC's Continuous Net Settlement system on 11 settlement days, totaling 13,559 fail shares and peaking at 3,274 shares on 2026-05-12. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-18 | 2 | $35.16 |
| 2026-09-17 | 1 | $34.71 |
| 2026-09-16 | 130 | $34.52 |
| 2026-09-15 | 130 | $34.88 |
| 2026-09-14 | 130 | $35.25 |
| 2026-08-12 | 870 | $36.98 |
| 2026-08-11 | 870 | $36.69 |
| 2026-08-10 | 938 | $36.67 |
| 2026-08-03 | 1,013 | $36.99 |
| 2026-07-31 | 829 | $37.33 |
| 2026-07-27 | 376 | $37.31 |
| 2026-07-24 | 376 | $37.70 |
| 2026-07-21 | 29 | $38.05 |
| 2026-07-20 | 29 | $38.38 |
| 2026-07-17 | 12 | $38.41 |
| 2026-07-09 | 934 | $40.00 |
| 2026-07-08 | 1,178 | $40.08 |
| 2026-07-07 | 399 | $41.41 |
| 2026-07-06 | 206 | $40.66 |
| 2026-07-02 | 206 | $42.43 |
| 2026-06-30 | 27 | $42.66 |
| 2026-06-18 | 3,169 | $41.58 |
| 2026-06-17 | 49 | $41.49 |
| 2026-05-19 | 57 | $39.63 |
| 2026-05-18 | 91 | $40.63 |
| 2026-05-15 | 3,252 | $42.16 |
| 2026-05-14 | 2,988 | $41.96 |
| 2026-05-13 | 2,968 | $41.46 |
| 2026-05-12 | 3,274 | $42.00 |
| 2026-05-05 | 396 | $38.83 |
| 2026-05-04 | 127 | $38.62 |
| 2026-04-30 | 1 | $36.43 |
| 2026-04-29 | 74 | $36.39 |
| 2026-04-28 | 331 | $37.83 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 14016P206 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.