Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 14020G101
Over the rolling 12-month window, securities of CAPITAL GROUP GROWTH ETF SHS C failed to deliver in the NSCC's Continuous Net Settlement system on 90 settlement days, totaling 14,963,923 fail shares and peaking at 3,064,066 shares on 2026-01-29. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 28,662 | $48.19 |
| 2026-10-09 | 30,403 | $47.86 |
| 2026-10-05 | 409 | $47.81 |
| 2026-09-29 | 3,140 | $47.59 |
| 2026-09-28 | 148 | $48.15 |
| 2026-09-24 | 299,864 | $47.84 |
| 2026-09-23 | 9,653 | $48.32 |
| 2026-09-22 | 3,729 | $48.11 |
| 2026-09-18 | 8,682 | $46.72 |
| 2026-09-17 | 15,302 | $46.04 |
| 2026-09-16 | 10,262 | $46.12 |
| 2026-09-15 | 3,663 | $46.54 |
| 2026-09-14 | 624,849 | $46.73 |
| 2026-09-09 | 15,801 | $46.95 |
| 2026-09-08 | 2,103 | $47.18 |
| 2026-09-03 | 1,684 | $46.74 |
| 2026-09-02 | 727 | $46.38 |
| 2026-09-01 | 2,187 | $46.88 |
| 2026-08-31 | 39,794 | $46.99 |
| 2026-08-26 | 76 | $46.98 |
| 2026-08-25 | 7,327 | $46.65 |
| 2026-08-18 | 24,550 | $47.04 |
| 2026-08-13 | 401 | $47.03 |
| 2026-08-11 | 115 | $47.01 |
| 2026-08-06 | 5,411 | $46.76 |
| 2026-08-04 | 2,878 | $45.77 |
| 2026-07-20 | 1,978 | $45.34 |
| 2026-07-16 | 10,302 | $46.69 |
| 2026-07-13 | 3,658 | $47.06 |
| 2026-07-09 | 1,124 | $46.40 |
| 2026-07-08 | 3 | $46.66 |
| 2026-07-06 | 3 | $46.53 |
| 2026-07-02 | 540 | $47.07 |
| 2026-07-01 | 37,931 | $47.20 |
| 2026-06-30 | 37,419 | $46.81 |
| 2026-06-29 | 18,133 | $45.78 |
| 2026-06-25 | 6,920 | $45.63 |
| 2026-06-24 | 16,426 | $45.56 |
| 2026-06-23 | 2,056 | $46.70 |
| 2026-06-22 | 169,708 | $46.96 |
| 2026-06-18 | 195,689 | $46.09 |
| 2026-06-15 | 520 | $45.82 |
| 2026-06-12 | 39,238 | $45.77 |
| 2026-06-09 | 1,166 | $45.77 |
| 2026-06-04 | 10,867 | $47.27 |
| 2026-06-03 | 13,910 | $47.63 |
| 2026-06-01 | 298 | $47.73 |
| 2026-05-29 | 5,968 | $47.55 |
| 2026-05-28 | 600 | $47.11 |
| 2026-05-26 | 19,168 | $46.06 |
| 2026-05-15 | 143,647 | $46.65 |
| 2026-05-14 | 37 | $46.33 |
| 2026-05-13 | 24,189 | $45.95 |
| 2026-05-12 | 12,550 | $46.24 |
| 2026-05-11 | 8,147 | $46.25 |
| 2026-05-08 | 15,420 | $45.93 |
| 2026-05-04 | 27,057 | $44.85 |
| 2026-05-01 | 2,778 | $44.64 |
| 2026-04-30 | 17,126 | $44.27 |
| 2026-04-28 | 13,411 | $44.75 |
| 2026-04-27 | 2,280 | $44.56 |
| 2026-04-24 | 1,052 | $44.14 |
| 2026-04-23 | 29,989 | $44.72 |
| 2026-04-15 | 200,000 | $43.52 |
| 2026-04-14 | 80,256 | $42.61 |
| 2026-04-06 | 180,000 | $40.41 |
| 2026-04-02 | 28,966 | $40.60 |
| 2026-03-27 | 64,338 | $39.89 |
| 2026-03-24 | 27,286 | $41.05 |
| 2026-03-23 | 181,109 | $40.52 |
| 2026-03-20 | 2,920 | $41.35 |
| 2026-03-19 | 102,994 | $41.66 |
| 2026-03-10 | 1,209,278 | $42.90 |
| 2026-03-06 | 20,585 | $43.04 |
| 2026-03-05 | 4 | $43.14 |
| 2026-03-03 | 5,238 | $43.13 |
| 2026-03-02 | 46,063 | $43.17 |
| 2026-02-26 | 6,537 | $43.52 |
| 2026-02-25 | 289,863 | $42.93 |
| 2026-02-24 | 23,790 | $42.57 |
| 2026-02-23 | 1,106 | $43.38 |
| 2026-02-17 | 275 | $42.65 |
| 2026-02-12 | 51 | $43.40 |
| 2026-02-10 | 10,077 | $43.60 |
| 2026-02-09 | 86 | $43.20 |
| 2026-02-04 | 1,908 | $43.63 |
| 2026-02-03 | 21,275 | $44.54 |
| 2026-02-02 | 130,461 | $44.46 |
| 2026-01-30 | 2,733,786 | $45.11 |
| 2026-01-29 | 3,064,066 | $45.13 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 14020G101 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.