Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 14020Y409
Over the rolling 12-month window, securities of CAPITAL GRP CORE PLUS INCOME E failed to deliver in the NSCC's Continuous Net Settlement system on 224 settlement days, totaling 8,711,345 fail shares and peaking at 423,526 shares on 2026-01-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 3,824 | $25.40 |
| 2026-09-23 | 519,070 | $25.50 |
| 2026-09-22 | 440 | $25.47 |
| 2026-09-21 | 2,302 | $25.44 |
| 2026-09-18 | 78,889 | $25.50 |
| 2026-09-17 | 32,911 | $25.47 |
| 2026-09-15 | 633,656 | $25.48 |
| 2026-09-14 | 557,812 | $25.50 |
| 2026-09-11 | 171,992 | $25.53 |
| 2026-09-10 | 1,616,658 | $25.60 |
| 2026-09-09 | 1,970 | $25.59 |
| 2026-09-08 | 409 | $25.62 |
| 2026-09-03 | 7,458 | $25.60 |
| 2026-09-02 | 215,242 | $25.59 |
| 2026-09-01 | 199,827 | $25.61 |
| 2026-08-31 | 2,729 | $25.70 |
| 2026-08-27 | 4,125 | $25.76 |
| 2026-08-26 | 4,931 | $25.75 |
| 2026-08-25 | 6,766 | $25.71 |
| 2026-08-24 | 8,934 | $25.72 |
| 2026-08-20 | 45,586 | $25.75 |
| 2026-08-19 | 13,446 | $25.73 |
| 2026-08-17 | 4,303 | $25.72 |
| 2026-08-14 | 7,172 | $25.74 |
| 2026-08-13 | 2,390 | $25.68 |
| 2026-08-12 | 1,928 | $25.67 |
| 2026-08-11 | 11,304 | $25.67 |
| 2026-08-10 | 22,822 | $25.70 |
| 2026-08-07 | 167,451 | $25.67 |
| 2026-08-06 | 87,203 | $25.71 |
| 2026-08-05 | 69,263 | $25.69 |
| 2026-08-04 | 4,408 | $25.65 |
| 2026-08-03 | 15,840 | $25.64 |
| 2026-07-31 | 228,100 | $25.75 |
| 2026-07-30 | 444,558 | $25.73 |
| 2026-07-29 | 807 | $25.73 |
| 2026-07-28 | 14,848 | $25.70 |
| 2026-07-27 | 155,149 | $25.68 |
| 2026-07-24 | 109,817 | $25.68 |
| 2026-07-23 | 152 | $25.70 |
| 2026-07-22 | 1,185 | $25.72 |
| 2026-07-17 | 10,743 | $25.76 |
| 2026-07-16 | 11,429 | $25.75 |
| 2026-07-15 | 7,830 | $25.71 |
| 2026-07-14 | 4,029 | $25.67 |
| 2026-07-13 | 707 | $25.72 |
| 2026-07-09 | 13,706 | $25.71 |
| 2026-07-08 | 18,322 | $25.72 |
| 2026-07-07 | 14,057 | $25.75 |
| 2026-07-02 | 107,230 | $25.72 |
| 2026-07-01 | 14,644 | $25.73 |
| 2026-06-30 | 38,792 | $25.76 |
| 2026-06-29 | 29,958 | $25.82 |
| 2026-06-26 | 25,260 | $25.80 |
| 2026-06-25 | 27,346 | $25.80 |
| 2026-06-24 | 4,807 | $25.77 |
| 2026-06-23 | 5,544 | $25.75 |
| 2026-06-22 | 2,021 | $25.75 |
| 2026-06-18 | 4,282 | $25.74 |
| 2026-06-17 | 2,299 | $25.79 |
| 2026-06-16 | 125 | $25.80 |
| 2026-06-11 | 6,314 | $25.74 |
| 2026-06-10 | 7,585 | $25.75 |
| 2026-06-09 | 13,755 | $25.71 |
| 2026-06-08 | 2,275 | $25.72 |
| 2026-06-05 | 34,986 | $25.77 |
| 2026-06-04 | 5,495 | $25.75 |
| 2026-06-03 | 11,679 | $25.77 |
| 2026-06-02 | 3,631 | $25.77 |
| 2026-06-01 | 3,470 | $25.78 |
| 2026-05-28 | 2,043 | $25.83 |
| 2026-05-27 | 9,060 | $25.82 |
| 2026-05-26 | 11,810 | $25.78 |
| 2026-05-22 | 173,023 | $25.79 |
| 2026-05-21 | 98,153 | $25.79 |
| 2026-05-20 | 16,618 | $25.75 |
| 2026-05-18 | 1,642 | $25.76 |
| 2026-05-14 | 2,013 | $25.82 |
| 2026-05-13 | 6,943 | $25.81 |
| 2026-05-12 | 7,781 | $25.83 |
| 2026-05-11 | 10,164 | $25.84 |
| 2026-05-08 | 258,232 | $25.83 |
| 2026-05-07 | 103 | $25.84 |
| 2026-05-06 | 441 | $25.81 |
| 2026-05-05 | 623 | $25.80 |
| 2026-05-04 | 19 | $25.81 |
| 2026-05-01 | 1,474 | $25.80 |
| 2026-04-30 | 316 | $25.89 |
| 2026-04-29 | 1,791 | $25.93 |
| 2026-04-28 | 1,005 | $25.94 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 14020Y409 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.