Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 14064D519
Over the rolling 12-month window, securities of CAPITOL SER TR HULL TACTICAL U failed to deliver in the NSCC's Continuous Net Settlement system on 124 settlement days, totaling 193,355 fail shares and peaking at 55,783 shares on 2026-03-10. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-09 | 154 | $46.09 |
| 2026-10-08 | 421 | $46.32 |
| 2026-10-07 | 544 | $46.40 |
| 2026-10-06 | 715 | $46.15 |
| 2026-10-02 | 1,322 | $45.54 |
| 2026-10-01 | 2,396 | $45.55 |
| 2026-09-30 | 1,377 | $45.59 |
| 2026-09-29 | 183 | $45.73 |
| 2026-09-25 | 396 | $45.80 |
| 2026-09-23 | 146 | $46.18 |
| 2026-09-22 | 289 | $46.01 |
| 2026-09-18 | 164 | $45.28 |
| 2026-09-17 | 2,516 | $44.90 |
| 2026-09-16 | 180 | $45.08 |
| 2026-09-14 | 8,270 | $45.43 |
| 2026-09-11 | 28,004 | $45.12 |
| 2026-09-10 | 64 | $45.40 |
| 2026-09-08 | 997 | $45.84 |
| 2026-09-04 | 733 | $45.89 |
| 2026-09-02 | 27,663 | $45.35 |
| 2026-08-31 | 25,398 | $45.84 |
| 2026-08-27 | 230 | $45.61 |
| 2026-08-26 | 592 | $45.63 |
| 2026-08-25 | 556 | $45.51 |
| 2026-08-21 | 191 | $45.51 |
| 2026-08-11 | 1,390 | $46.04 |
| 2026-08-10 | 1,892 | $45.89 |
| 2026-08-07 | 777 | $45.72 |
| 2026-08-05 | 349 | $45.68 |
| 2026-08-04 | 59 | $44.64 |
| 2026-07-31 | 899 | $43.49 |
| 2026-07-30 | 403 | $43.03 |
| 2026-07-28 | 91 | $43.53 |
| 2026-07-27 | 91 | $43.44 |
| 2026-07-21 | 48 | $43.64 |
| 2026-07-20 | 1,141 | $43.77 |
| 2026-07-16 | 384 | $44.27 |
| 2026-07-15 | 441 | $44.17 |
| 2026-07-14 | 770 | $44.03 |
| 2026-07-10 | 106 | $44.14 |
| 2026-07-09 | 247 | $43.82 |
| 2026-07-08 | 923 | $43.94 |
| 2026-07-07 | 923 | $44.13 |
| 2026-07-01 | 5,282 | $43.85 |
| 2026-06-30 | 2,544 | $43.66 |
| 2026-06-29 | 826 | $43.24 |
| 2026-06-26 | 425 | $43.18 |
| 2026-06-24 | 229 | $43.25 |
| 2026-06-22 | 184 | $44.00 |
| 2026-06-18 | 384 | $43.50 |
| 2026-06-17 | 369 | $44.00 |
| 2026-06-16 | 294 | $44.17 |
| 2026-06-15 | 763 | $43.58 |
| 2026-06-12 | 801 | $43.40 |
| 2026-06-09 | 36 | $43.44 |
| 2026-06-08 | 41 | $43.42 |
| 2026-06-04 | 575 | $44.20 |
| 2026-06-03 | 6 | $44.44 |
| 2026-06-01 | 478 | $44.20 |
| 2026-05-29 | 662 | $44.15 |
| 2026-05-28 | 255 | $43.93 |
| 2026-05-27 | 189 | $43.90 |
| 2026-04-20 | 91 | $41.60 |
| 2026-04-17 | 394 | $41.12 |
| 2026-04-13 | 163 | $39.91 |
| 2026-04-06 | 113 | $38.33 |
| 2026-04-02 | 10 | $38.33 |
| 2026-04-01 | 1,106 | $38.17 |
| 2026-03-31 | 2,048 | $36.80 |
| 2026-03-30 | 10,883 | $36.96 |
| 2026-03-26 | 5 | $38.30 |
| 2026-03-25 | 240 | $38.00 |
| 2026-03-20 | 209 | $38.46 |
| 2026-03-19 | 144 | $38.49 |
| 2026-03-18 | 145 | $39.16 |
| 2026-03-17 | 145 | $38.99 |
| 2026-03-11 | 207 | $39.54 |
| 2026-03-10 | 55,783 | $39.52 |
| 2026-03-05 | 21 | $39.80 |
| 2026-03-04 | 21 | $39.46 |
| 2026-03-03 | 172 | $39.94 |
| 2026-03-02 | 21 | $39.89 |
| 2026-02-27 | 184 | $40.04 |
| 2026-02-19 | 87 | $39.94 |
| 2026-02-18 | 88 | $39.79 |
| 2026-02-12 | 20 | $40.28 |
| 2026-02-09 | 258 | $40.15 |
| 2026-02-06 | 837 | $39.50 |
| 2026-02-05 | 809 | $39.80 |
| 2026-02-03 | 28 | $40.21 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 14064D519 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.