Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 14314C105
Over the rolling 12-month window, securities of CARLYLE FIN L L C SUB NT 05/15 failed to deliver in the NSCC's Continuous Net Settlement system on 45 settlement days, totaling 71,062 fail shares and peaking at 20,000 shares on 2025-12-19. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-08 | 9,044 | $15.46 |
| 2026-10-07 | 8,840 | $15.55 |
| 2026-09-16 | 509 | $15.89 |
| 2026-09-15 | 377 | $15.90 |
| 2026-09-14 | 2,487 | $15.90 |
| 2026-09-11 | 4 | $15.83 |
| 2026-08-21 | 1,097 | $16.02 |
| 2026-08-17 | 142 | $16.09 |
| 2026-08-03 | 577 | $16.22 |
| 2026-07-24 | 27 | $16.24 |
| 2026-07-23 | 27 | $16.33 |
| 2026-07-02 | 296 | $16.35 |
| 2026-06-26 | 783 | $16.27 |
| 2026-06-25 | 2,330 | $16.31 |
| 2026-06-24 | 1,292 | $16.22 |
| 2026-06-23 | 175 | $16.14 |
| 2026-06-15 | 1,040 | $16.33 |
| 2026-06-09 | 284 | $16.12 |
| 2026-06-04 | 1,655 | $16.17 |
| 2026-06-03 | 60 | $16.45 |
| 2026-05-27 | 527 | $16.57 |
| 2026-05-26 | 1,552 | $16.52 |
| 2026-05-22 | 406 | $16.50 |
| 2026-05-19 | 85 | $16.61 |
| 2026-05-11 | 563 | $17.15 |
| 2026-05-06 | 864 | $16.98 |
| 2026-05-05 | 40 | $17.12 |
| 2026-05-04 | 147 | $17.12 |
| 2026-05-01 | 4 | $17.50 |
| 2026-04-14 | 261 | $17.39 |
| 2026-04-02 | 418 | $17.45 |
| 2026-04-01 | 3,414 | $17.50 |
| 2026-03-25 | 128 | $17.11 |
| 2026-02-18 | 1,371 | $17.82 |
| 2026-02-02 | 165 | $17.35 |
| 2026-01-30 | 20 | $17.60 |
| 2026-01-22 | 5,083 | $17.54 |
| 2026-01-21 | 9,118 | $17.49 |
| 2026-01-20 | 22 | $17.58 |
| 2026-01-13 | 808 | $17.57 |
| 2026-01-12 | 276 | $17.53 |
| 2026-01-07 | 133 | $17.39 |
| 2026-01-02 | 909 | $17.10 |
| 2025-12-31 | 2,667 | $17.09 |
| 2025-12-24 | 916 | $17.26 |
| 2025-12-19 | 20,000 | $17.48 |
| 2025-12-18 | 85 | $17.59 |
| 2025-12-16 | 949 | $17.63 |
| 2025-12-11 | 52 | $17.54 |
| 2025-12-04 | 290 | $17.58 |
| 2025-12-02 | 139 | $17.52 |
| 2025-11-03 | 240 | $17.70 |
| 2025-10-31 | 91 | $18.27 |
| 2025-10-09 | 240 | $18.16 |
| 2025-10-07 | 952 | $18.29 |
| 2025-10-06 | 297 | $18.24 |
| 2025-10-01 | 1,300 | $17.98 |
| 2025-09-30 | 379 | $18.08 |
| 2025-09-09 | 5,397 | $18.61 |
| 2025-09-03 | 1,762 | $18.37 |
| 2025-08-26 | 5,087 | $18.74 |
| 2025-08-22 | 1,549 | $18.51 |
| 2025-06-24 | 277 | $16.74 |
| 2025-06-11 | 639 | $16.93 |
| 2025-06-02 | 1,440 | $16.87 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 14314C105 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.