Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 149150104
Over the rolling 12-month window, securities of CATHAY GENERAL BANCORP I failed to deliver in the NSCC's Continuous Net Settlement system on 47 settlement days, totaling 196,903 fail shares and peaking at 70,011 shares on 2026-03-10. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 136 | $59.34 |
| 2026-10-13 | 786 | $59.56 |
| 2026-10-09 | 1,439 | $59.60 |
| 2026-10-07 | 30 | $60.16 |
| 2026-10-01 | 2,256 | $59.50 |
| 2026-09-30 | 3,075 | $59.86 |
| 2026-09-25 | 300 | $61.13 |
| 2026-09-03 | 23 | $62.00 |
| 2026-08-31 | 10 | $61.87 |
| 2026-08-28 | 42 | $62.12 |
| 2026-08-26 | 556 | $61.89 |
| 2026-08-20 | 411 | $62.51 |
| 2026-08-13 | 3,226 | $64.46 |
| 2026-08-04 | 1 | $63.90 |
| 2026-08-03 | 656 | $63.19 |
| 2026-07-20 | 489 | $62.71 |
| 2026-07-17 | 141 | $63.72 |
| 2026-07-09 | 88 | $60.30 |
| 2026-07-08 | 634 | $61.46 |
| 2026-06-30 | 4,112 | $61.83 |
| 2026-06-24 | 387 | $60.89 |
| 2026-06-16 | 239 | $60.11 |
| 2026-06-15 | 136 | $60.98 |
| 2026-06-08 | 5,000 | $58.22 |
| 2026-06-05 | 7,491 | $58.18 |
| 2026-06-03 | 10 | $57.70 |
| 2026-06-02 | 910 | $56.50 |
| 2026-06-01 | 1,419 | $57.66 |
| 2026-05-28 | 281 | $57.42 |
| 2026-05-26 | 65 | $57.27 |
| 2026-05-07 | 132 | $57.32 |
| 2026-05-06 | 639 | $57.11 |
| 2026-05-01 | 41,694 | $56.03 |
| 2026-04-30 | 14 | $54.80 |
| 2026-04-08 | 20 | $51.51 |
| 2026-03-25 | 69 | $48.97 |
| 2026-03-24 | 69 | $48.71 |
| 2026-03-23 | 47,704 | $47.83 |
| 2026-03-17 | 5,503 | $47.41 |
| 2026-03-13 | 461 | $47.81 |
| 2026-03-10 | 70,011 | $47.72 |
| 2026-02-27 | 9 | $52.42 |
| 2026-02-25 | 21 | $51.19 |
| 2026-02-23 | 232 | $53.51 |
| 2026-02-19 | 453 | $53.52 |
| 2026-02-05 | 12 | $53.63 |
| 2026-02-03 | 471 | $52.57 |
| 2026-02-02 | 471 | $51.18 |
| 2026-01-28 | 291 | $50.47 |
| 2026-01-21 | 101 | $49.68 |
| 2026-01-08 | 114 | $49.82 |
| 2025-12-31 | 3 | $48.80 |
| 2025-12-29 | 10 | $50.00 |
| 2025-12-26 | 52 | $50.20 |
| 2025-12-19 | 442 | $51.00 |
| 2025-12-12 | 108 | $50.22 |
| 2025-12-11 | 871 | $50.95 |
| 2025-12-10 | 34 | $49.27 |
| 2025-11-28 | 99 | $49.13 |
| 2025-10-30 | 75 | $45.80 |
| 2025-10-29 | 5 | $46.50 |
| 2025-10-07 | 399 | $49.03 |
| 2025-10-06 | 5 | $48.31 |
| 2025-10-01 | 3 | $48.01 |
| 2025-09-25 | 22 | $48.56 |
| 2025-09-17 | 12,855 | $47.92 |
| 2025-08-21 | 3,584 | $47.75 |
| 2025-07-25 | 2,824 | $46.96 |
| 2025-07-16 | 7 | $47.20 |
| 2025-07-14 | 30 | $48.10 |
| 2025-07-02 | 29 | $46.96 |
| 2025-06-26 | 5,030 | $44.80 |
| 2025-06-16 | 381 | $43.28 |
| 2025-06-11 | 184 | $45.03 |
| 2025-06-09 | 1,014 | $44.37 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 149150104 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.