Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 17304K102
Over the rolling 12-month window, securities of CITIC LTD SPONS ADR failed to deliver in the NSCC's Continuous Net Settlement system on 2 settlement days, totaling 614 fail shares and peaking at 320 shares on 2025-08-22. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-21 | 23,242 | $8.27 |
| 2026-09-18 | 23,236 | $8.27 |
| 2026-09-17 | 19,623 | $8.10 |
| 2026-09-16 | 25,281 | $8.31 |
| 2026-09-15 | 196 | $8.59 |
| 2026-08-28 | 1 | $8.35 |
| 2026-08-27 | 1 | $8.35 |
| 2026-07-01 | 500 | $7.43 |
| 2026-04-07 | 294 | $7.56 |
| 2025-08-22 | 320 | $7.88 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 17304K102 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.