Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 210322731
Over the rolling 12-month window, securities of ELEVATION SERIES TRUST POLEN D failed to deliver in the NSCC's Continuous Net Settlement system on 153 settlement days, totaling 992,918 fail shares and peaking at 130,630 shares on 2025-10-22. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 3,605 | $36.72 |
| 2026-09-29 | 713 | $36.91 |
| 2026-09-28 | 629 | $37.05 |
| 2026-09-24 | 3,484 | $37.09 |
| 2026-09-23 | 3,447 | $37.24 |
| 2026-09-22 | 3,345 | $37.41 |
| 2026-09-18 | 4,179 | $37.68 |
| 2026-09-17 | 2,164 | $37.65 |
| 2026-09-16 | 1,222 | $38.02 |
| 2026-09-15 | 136 | $38.18 |
| 2026-09-14 | 131 | $37.98 |
| 2026-09-10 | 17,318 | $37.92 |
| 2026-09-09 | 13,568 | $38.09 |
| 2026-09-03 | 14,424 | $38.28 |
| 2026-09-02 | 11,341 | $38.28 |
| 2026-09-01 | 1,682 | $38.32 |
| 2026-08-31 | 15,146 | $38.48 |
| 2026-08-28 | 3,626 | $38.52 |
| 2026-08-27 | 5,184 | $38.81 |
| 2026-08-21 | 656 | $38.51 |
| 2026-08-19 | 19,767 | $38.62 |
| 2026-08-18 | 1,072 | $38.33 |
| 2026-08-17 | 929 | $38.53 |
| 2026-08-14 | 25 | $38.46 |
| 2026-08-13 | 8,421 | $38.26 |
| 2026-08-12 | 8,349 | $38.27 |
| 2026-08-06 | 184 | $38.36 |
| 2026-08-05 | 9,738 | $38.46 |
| 2026-08-03 | 1,654 | $38.39 |
| 2026-07-31 | 3,470 | $38.56 |
| 2026-07-30 | 233 | $39.09 |
| 2026-07-29 | 1,006 | $39.41 |
| 2026-07-27 | 724 | $39.10 |
| 2026-07-24 | 2,254 | $38.68 |
| 2026-07-23 | 2,771 | $38.70 |
| 2026-07-17 | 1,720 | $38.60 |
| 2026-07-16 | 55,549 | $37.97 |
| 2026-07-15 | 240,738 | $38.05 |
| 2026-07-14 | 47,819 | $38.20 |
| 2026-07-13 | 8,268 | $38.09 |
| 2026-07-10 | 6,184 | $37.96 |
| 2026-07-09 | 3,934 | $38.17 |
| 2026-07-08 | 22,805 | $38.38 |
| 2026-07-07 | 14,617 | $37.99 |
| 2026-07-06 | 15,006 | $38.21 |
| 2026-07-01 | 16,907 | $37.38 |
| 2026-06-30 | 17,537 | $37.76 |
| 2026-06-29 | 21,434 | $38.05 |
| 2026-06-26 | 10,543 | $37.92 |
| 2026-06-25 | 4,431 | $37.62 |
| 2026-06-23 | 1,543 | $37.32 |
| 2026-06-22 | 23,391 | $37.27 |
| 2026-06-18 | 24,892 | $37.37 |
| 2026-06-17 | 2,678 | $37.99 |
| 2026-06-15 | 14,896 | $38.11 |
| 2026-06-12 | 19,820 | $37.81 |
| 2026-06-11 | 14,061 | $37.64 |
| 2026-06-09 | 8,528 | $37.31 |
| 2026-06-08 | 9,715 | $37.61 |
| 2026-06-05 | 8,466 | $37.39 |
| 2026-06-03 | 254 | $37.20 |
| 2026-06-01 | 1,867 | $37.36 |
| 2026-05-29 | 39,076 | $37.76 |
| 2026-05-28 | 21,544 | $37.92 |
| 2026-05-27 | 2,097 | $37.86 |
| 2026-05-26 | 2,047 | $38.38 |
| 2026-05-22 | 1,793 | $38.16 |
| 2026-05-21 | 1,612 | $38.04 |
| 2026-05-20 | 21,518 | $38.25 |
| 2026-05-19 | 21,172 | $38.08 |
| 2026-05-18 | 2,954 | $37.63 |
| 2026-05-15 | 29,685 | $37.98 |
| 2026-05-14 | 9,615 | $37.84 |
| 2026-05-13 | 209 | $37.77 |
| 2026-05-11 | 14,444 | $36.96 |
| 2026-05-07 | 5,442 | $37.23 |
| 2026-05-06 | 1,990 | $37.32 |
| 2026-05-05 | 500 | $37.25 |
| 2026-05-04 | 316 | $37.66 |
| 2026-04-29 | 40,411 | $37.30 |
| 2026-04-28 | 24,948 | $37.01 |
| 2026-04-27 | 2,314 | $37.18 |
| 2026-04-24 | 10,824 | $37.40 |
| 2026-04-23 | 14,194 | $36.85 |
| 2026-04-22 | 2,969 | $36.76 |
| 2026-04-21 | 1,345 | $36.94 |
| 2026-04-15 | 457 | $37.01 |
| 2026-04-14 | 445 | $37.14 |
| 2026-04-13 | 621 | $37.19 |
| 2026-04-10 | 1,070 | $37.48 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 210322731 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.