Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 289074106
Over the rolling 12-month window, securities of ELLSWORTH GROWTH & INCOME FD failed to deliver in the NSCC's Continuous Net Settlement system on 20 settlement days, totaling 24,735 fail shares and peaking at 7,698 shares on 2026-03-16. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 158 | $11.92 |
| 2026-09-25 | 575 | $12.02 |
| 2026-09-24 | 1 | $12.35 |
| 2026-09-23 | 68 | $12.48 |
| 2026-09-16 | 5,092 | $12.16 |
| 2026-09-15 | 2,371 | $12.37 |
| 2026-09-01 | 972 | $12.31 |
| 2026-08-24 | 103 | $12.52 |
| 2026-07-16 | 22 | $12.59 |
| 2026-06-15 | 7 | $13.18 |
| 2026-03-17 | 6,859 | $11.60 |
| 2026-03-16 | 7,698 | $11.44 |
| 2026-03-13 | 816 | $11.43 |
| 2026-03-11 | 840 | $11.40 |
| 2026-02-02 | 101 | $12.44 |
| 2026-01-16 | 198 | $12.46 |
| 2026-01-13 | 11 | $12.13 |
| 2026-01-12 | 177 | $12.06 |
| 2026-01-09 | 233 | $11.99 |
| 2026-01-07 | 4 | $11.91 |
| 2026-01-06 | 1 | $11.85 |
| 2026-01-02 | 30 | $11.63 |
| 2025-12-31 | 93 | $11.83 |
| 2025-12-23 | 65 | $11.82 |
| 2025-12-02 | 1,361 | $11.79 |
| 2025-11-25 | 95 | $11.27 |
| 2025-11-20 | 100 | $11.72 |
| 2025-10-14 | 2,114 | $12.20 |
| 2025-10-07 | 2,000 | $11.83 |
| 2025-06-13 | 1,939 | $9.94 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 289074106 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.